---
schema_version: "secwatch.filing_event.v1"
accession: "0001185185-24-001135"
form_type: "8-K"
ticker: null
cik: "0001766526"
company_name: "Tectonic Financial, Inc."
filed_at: "2024-11-15T23:59:59+00:00"
generated_at: "2026-05-29T23:50:36.171714+00:00"
event_type: "leadership"
sentiment: "neutral"
materiality_score: 0.5
calibrated_materiality_score: 0.5
confidence: "high"
source: SEC EDGAR
---

# Tectonic Financial board members Wicker and Ball retiring; Cain to become Chairman

## Summary
- Daniel C. Wicker, director of company and subsidiaries, retiring Dec 31, 2024.
- George L. Ball, director and Executive Co-Chairman, retiring Dec 31, 2024.
- Darrell W. Cain, current Co-Chairman, will become non-executive Chairman after Ball's exit.
- Both resignations voluntary, not tied to any disagreements or operational deficiencies.

## SEC filing metadata
- accession: 0001185185-24-001135
- form_type: 8-K
- cik: 0001766526
- company_name: Tectonic Financial, Inc.
- filed_at: 2024-11-15T23:59:59+00:00
- event_type: leadership
- sentiment: neutral
- materiality_score: 0.5
- calibrated_materiality_score: 0.5
- confidence: high
- sec_items: 5.02
- EDGAR index: https://www.sec.gov/Archives/edgar/data/1766526/000118518524001135/0001185185-24-001135-index.htm
- EDGAR primary document: https://www.sec.gov/Archives/edgar/data/1766526/000118518524001135/tectonic20241115_8k.htm

## Machine-readable alternates
- HTML: https://secwatch.observer/filing/0001185185-24-001135
- JSON: https://secwatch.observer/filing/0001185185-24-001135.json
- Plain text: https://secwatch.observer/filing/0001185185-24-001135.txt

## Key facts
- Executive change
  George L. Ball retired as director and Executive Co-Chairman at Tectonic Financial, Inc..
  - Action: retired
  - Role: director and Executive Co-Chairman
  source text: Mr. George L. Ball, a director and Executive Co-Chairman of the Company, TBI and the Bank, notified the Boards of his decision to retire from the Boards and as Executive Co-Chairman of the Company, TBI and the Bank, effective December 31, 2024.
  evidence_url: https://www.sec.gov/Archives/edgar/data/1766526/000118518524001135/0001185185-24-001135-index.htm
- Executive change
  Daniel C. Wicker retired as director at Tectonic Financial, Inc..
  - Action: retired
  - Role: director
  source text: Mr. Daniel C. Wicker, a director of each of Tectonic Financial, Inc. (the “Company”), the Company’s wholly owned subsidiary, T Bancshares, Inc. (“TBI”), and TBI’s wholly owned subsidiary, T Bank, National Association (the “Bank”), notified the Boards of Directors of the Company, TBI and the Bank (collectively, the “Boards”) of his decision to retire from the Boards effective December 31, 2024.
  evidence_url: https://www.sec.gov/Archives/edgar/data/1766526/000118518524001135/0001185185-24-001135-index.htm
- Executive change
  Darrell W. Cain was appointed as Chairman of the Boards (non-executive) at Tectonic Financial, Inc..
  - Action: became
  - Role: Chairman of the Boards (non-executive)
  source text: Upon Mr. Ball’s resignation, Darrell W. Cain, the current Co-Chairman of the Boards will become the Chairman of the Boards in a non-executive capacity.
  evidence_url: https://www.sec.gov/Archives/edgar/data/1766526/000118518524001135/0001185185-24-001135-index.htm

This AI-assisted summary is a reading aid. Review the linked SEC EDGAR filing before relying on any specific claim.