secwatch.observer — SEC 8-K summary
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Issuer:     AvePoint, Inc. (AVPT)
CIK:        0001777921
Form:       8-K
Filed at:   2021-07-07T23:59:59+00:00
Accession:  0001193125-21-209872
Event type: m_and_a
Sentiment:  positive
Materiality: 0.90
Item codes: 1.01, 2.01, 3.02, 9.01, 4.01, 3.03, 5.03, 5.01, 5.02, 5.05, 5.06, 7.01
LLM model:  deepseek-v4-flash:cloud@v2

AvePoint completes de-SPAC merger with Apex Technology, begins trading on Nasdaq
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- Post-merger AvePoint has 180,272,767 common shares outstanding and 17,905,000 warrants at $11.50 strike.
- Concurrent PIPE: 14,000,000 shares at $10/share, raising $140M.
- Only 17,372 Apex shares ($174,582) redeemed (0.05%), indicating strong holder support.
- Lock-up agreements cover ~100M shares; HSBC $30M revolving credit (undrawn) amended & assigned.

Source:
  EDGAR index:    https://www.sec.gov/Archives/edgar/data/1777921/000119312521209872/0001193125-21-209872-index.htm
  Primary doc:    https://www.sec.gov/Archives/edgar/data/1777921/000119312521209872/d196379d8k.htm
  HTML page:      https://secwatch.observer/filing/0001193125-21-209872

License: Source filings: public domain (SEC EDGAR). Summaries (headline + bullets): CC-BY-4.0; attribute https://secwatch.observer