secwatch.observer — SEC 8-K summary ====================================== Issuer: MARKETAXESS HOLDINGS INC (MKTX) CIK: 0001278021 Form: 8-K Filed at: 2021-07-19T23:59:59+00:00 Accession: 0001193125-21-218617 Event type: leadership Sentiment: positive Materiality: 0.70 Item codes: 5.02, 7.01, 9.01 LLM model: deepseek-v4-flash:cloud@v2 Charles Li joins board; Gerosa named CFO as DeLise transitions -------------------------------------------------------------- - Charles Li, former CEO of HKEX (2010–2020), elected to board effective July 13, 2021. - Christopher Gerosa promoted to CFO effective Aug 1, 2021; succeeds Tony DeLise. - Gerosa's salary set at $300k; receives $1M equity award (50% PSUs, 25% options, 25% RSUs). - DeLise to support CFO transition through year-end and continue leading IR and Corp Dev. - Asia trading volume on MarketAxess hit $23.9B in 2Q21, up 37% YoY. Source: EDGAR index: https://www.sec.gov/Archives/edgar/data/1278021/000119312521218617/0001193125-21-218617-index.htm Primary doc: https://www.sec.gov/Archives/edgar/data/1278021/000119312521218617/d138944d8k.htm HTML page: https://secwatch.observer/filing/0001193125-21-218617 License: Source filings: public domain (SEC EDGAR). Summaries (headline + bullets): CC-BY-4.0; attribute https://secwatch.observer