{"schema_version":"secwatch.filing_event.v1","accession":"0001193125-21-230295","form_type":"8-K","ticker":"LPLA","cik":"0001397911","company_name":"LPL Financial Holdings Inc.","filed_at":"2021-07-30T23:59:59+00:00","discovered_at":"2026-05-14T18:04:17.942862+00:00","generated_at":"2026-06-30T00:19:01.011482+00:00","sec_items":["5.02","7.01","9.01"],"event_type":"leadership","sentiment":"neutral","materiality_score":0.6,"calibrated_materiality_score":0.6,"confidence":"high","headline":"LPL Financial names Greg Gates as Chief Technology & Information Officer; Scott Seese departs after leave","bullets":["Scott Seese (managing director, CIO) departs LPL effective July 30, 2021 after an extended leave of absence since February 2021.","Greg Gates appointed managing director and Chief Technology & Information Officer, effective July 30, 2021.","Gates had served as interim CIO since February 2021; he reports directly to CEO Dan Arnold.","Gates brings nearly 20 years of FinTech experience, including senior roles at PayPal and Bank of America."],"urls":{"canonical":"https://secwatch.observer/filing/0001193125-21-230295","json":"https://secwatch.observer/filing/0001193125-21-230295.json","markdown":"https://secwatch.observer/filing/0001193125-21-230295.md","text":"https://secwatch.observer/filing/0001193125-21-230295.txt","edgar_index":"https://www.sec.gov/Archives/edgar/data/1397911/000119312521230295/0001193125-21-230295-index.htm","edgar_primary_document":"https://www.sec.gov/Archives/edgar/data/1397911/000119312521230295/d374808d8k.htm"},"model":{"generated_by":"deepseek-v4-flash:cloud@v2","generated_at":"2026-06-30T00:19:01.011482+00:00"},"review":{"review_status":"machine_generated","human_reviewed":false,"corrected":false,"correction_note":null,"correction_timestamp":null,"superseded_by":null,"related_filings":[]},"source_grounded_claims":[{"claim_id":"2fb182e125","claim":"Scott Seese departed as managing director, chief information officer at LPL Financial Holdings Inc..","evidence_excerpt":"On July 27, 2021, LPL Financial Holdings Inc. (the “Company”) determined that Scott Seese, who has been on a leave of absence since February 2021, will not return to the Company.","evidence_source":"SEC 8-K Item 5.02","evidence_url":"https://www.sec.gov/Archives/edgar/data/1397911/000119312521230295/0001193125-21-230295-index.htm","confidence":0.95,"family_label":"Executive change","details":[{"label":"Action","value":"will not return"},{"label":"Role","value":"managing director, chief information officer"}],"fact_type":"executive_change"}],"license":"Source filings: public domain (SEC EDGAR). Summaries (headline + bullets): CC-BY-4.0; attribute https://secwatch.observer"}