secwatch.observer — SEC 8-K summary
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Issuer:     LPL Financial Holdings Inc. (LPLA)
CIK:        0001397911
Form:       8-K
Filed at:   2021-07-30T23:59:59+00:00
Accession:  0001193125-21-230295
Event type: leadership
Sentiment:  neutral
Materiality: 0.60
Item codes: 5.02, 7.01, 9.01
LLM model:  deepseek-v4-flash:cloud@v2

LPL Financial names Greg Gates as Chief Technology & Information Officer; Scott Seese departs after leave
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- Scott Seese (managing director, CIO) departs LPL effective July 30, 2021 after an extended leave of absence since February 2021.
- Greg Gates appointed managing director and Chief Technology & Information Officer, effective July 30, 2021.
- Gates had served as interim CIO since February 2021; he reports directly to CEO Dan Arnold.
- Gates brings nearly 20 years of FinTech experience, including senior roles at PayPal and Bank of America.

Source:
  EDGAR index:    https://www.sec.gov/Archives/edgar/data/1397911/000119312521230295/0001193125-21-230295-index.htm
  Primary doc:    https://www.sec.gov/Archives/edgar/data/1397911/000119312521230295/d374808d8k.htm
  HTML page:      https://secwatch.observer/filing/0001193125-21-230295

License: Source filings: public domain (SEC EDGAR). Summaries (headline + bullets): CC-BY-4.0; attribute https://secwatch.observer