secwatch.observer — SEC 8-K summary ====================================== Issuer: Oric Pharmaceuticals, Inc. (ORIC) CIK: 0001796280 Form: 8-K Filed at: 2021-08-18T23:59:59+00:00 Accession: 0001193125-21-249636 Event type: regulatory Sentiment: positive Materiality: 0.40 Item codes: 8.01 LLM model: deepseek-v4-flash:cloud@v2 SEC ends probe of ORIC CFO Piscitelli with no enforcement action ---------------------------------------------------------------- - CFO Dominic Piscitelli received SEC subpoena in March 2020 re: trading in unrelated companies. - On August 17, 2021, SEC informed Piscitelli investigation concluded without recommending action. - Investigation pertained solely to personal trading of other companies, not ORIC. - Resolution removes potential overhang for CFO and company. Source: EDGAR index: https://www.sec.gov/Archives/edgar/data/1796280/000119312521249636/0001193125-21-249636-index.htm Primary doc: https://www.sec.gov/Archives/edgar/data/1796280/000119312521249636/d199524d8k.htm HTML page: https://secwatch.observer/filing/0001193125-21-249636 License: Source filings: public domain (SEC EDGAR). Summaries (headline + bullets): CC-BY-4.0; attribute https://secwatch.observer