secwatch.observer — SEC 8-K summary
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Issuer:     Tradeweb Markets Inc. (TW)
CIK:        0001758730
Form:       8-K
Filed at:   2021-08-30T23:59:59+00:00
Accession:  0001193125-21-260780
Event type: leadership
Sentiment:  neutral
Materiality: 0.65
Item codes: 5.02, 7.01, 9.01
LLM model:  deepseek-v4-flash:cloud@v2

Tradeweb appoints Sara Furber as CFO, succeeds Robert Warshaw; reiterates FY2021 guidance
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- Sara Furber appointed CFO effective Sept 7, 2021, from IEX Group; base salary $500k, cash bonus $700k, equity $2.3M for 2021.
- Special equity grants to replace forfeited IEX compensation: $4.6M total, vesting from Mar 2022 to Mar 2025.
- Outgoing CFO Robert Warshaw transitions out after leading 2019 IPO.
- FY2021 guidance reiterated: adjusted expenses $565-$580M, capex $49-$53M, non-GAAP tax rate 22%.
- Furber previously Morgan Stanley MD, Bank of America Merrill Lynch COO; began career in investment banking in 1997.

Source:
  EDGAR index:    https://www.sec.gov/Archives/edgar/data/1758730/000119312521260780/0001193125-21-260780-index.htm
  Primary doc:    https://www.sec.gov/Archives/edgar/data/1758730/000119312521260780/d207710d8k.htm
  HTML page:      https://secwatch.observer/filing/0001193125-21-260780

License: Source filings: public domain (SEC EDGAR). Summaries (headline + bullets): CC-BY-4.0; attribute https://secwatch.observer