secwatch.observer — SEC 8-K summary
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Issuer:     Hercules Capital, Inc. (HTGC)
CIK:        0001280784
Form:       8-K
Filed at:   2021-09-24T23:59:59+00:00
Accession:  0001193125-21-282197
Event type: debt
Sentiment:  neutral
Materiality: 0.55
Item codes: 5.02, 8.01
LLM model:  deepseek-v4-flash:cloud@v2

Hercules Capital GC departs; redeems $289M in asset-backed notes
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- Melanie Grace mutually agreed to separate as General Counsel, Secretary, Chief Compliance Officer, effective Sept 24, 2021.
- Separation not due to any disagreement with the company on operations, policies, financial disclosures or legal matters.
- Company to redeem all $115.4M of 4.605% notes due 2027 and $173.8M of 4.703% notes due 2028 (~$289.2M total).
- Redemption expected to close on October 20, 2021; no Asset-Backed Notes will remain outstanding after.

Source:
  EDGAR index:    https://www.sec.gov/Archives/edgar/data/1280784/000119312521282197/0001193125-21-282197-index.htm
  Primary doc:    https://www.sec.gov/Archives/edgar/data/1280784/000119312521282197/d217361d8k.htm
  HTML page:      https://secwatch.observer/filing/0001193125-21-282197

License: Source filings: public domain (SEC EDGAR). Summaries (headline + bullets): CC-BY-4.0; attribute https://secwatch.observer