secwatch.observer — SEC 8-K summary ====================================== Issuer: Roivant Sciences Ltd. (ROIV) CIK: 0001635088 Form: 8-K Filed at: 2021-10-01T23:59:59+00:00 Accession: 0001193125-21-288885 Event type: m_and_a Sentiment: positive Materiality: 0.90 Item codes: 1.01, 3.02, 3.03, 5.03, 5.02, 8.01, 9.01 LLM model: deepseek-v4-flash:cloud@v2 Roivant Sciences closes SPAC merger with MAAC; trading starts Oct 1 on Nasdaq under ROIV -------------------------------------------------------------------------------- - Post-close cash ~$2.5B; PIPE raised $220M from 22M shares at $10.00 each. - Richard Pulik appointed CFO effective Sept 28, replacing Matt Gline who remains CEO; Pulik from Novartis. - Pulik receives $400K salary, target 100% bonus, 220,015 RSUs, and options for 313,419 shares. Source: EDGAR index: https://www.sec.gov/Archives/edgar/data/1635088/000119312521288885/0001193125-21-288885-index.htm Primary doc: https://www.sec.gov/Archives/edgar/data/1635088/000119312521288885/d230641d8k.htm HTML page: https://secwatch.observer/filing/0001193125-21-288885 License: Source filings: public domain (SEC EDGAR). Summaries (headline + bullets): CC-BY-4.0; attribute https://secwatch.observer