---
schema_version: "secwatch.filing_event.v1"
accession: "0001193125-21-294182"
form_type: "8-K"
ticker: "GAIN"
cik: "0001321741"
company_name: "GLADSTONE INVESTMENT CORPORATION\\DE"
filed_at: "2021-10-07T23:59:59+00:00"
generated_at: "2026-06-28T22:09:51.355599+00:00"
event_type: "leadership"
sentiment: "negative"
materiality_score: 0.6
calibrated_materiality_score: 0.6
confidence: "high"
source: SEC EDGAR
---

# Gladstone Investment CFO Julia Ryan resigns effective Dec 3, 2021

## Summary
- Julia Ryan resigns as CFO and Treasurer, effective December 3, 2021.
- Company has initiated search for a replacement CFO.
- No other officer changes disclosed in the filing.

## SEC filing metadata
- accession: 0001193125-21-294182
- form_type: 8-K
- ticker: GAIN
- cik: 0001321741
- company_name: GLADSTONE INVESTMENT CORPORATION\DE
- filed_at: 2021-10-07T23:59:59+00:00
- event_type: leadership
- sentiment: negative
- materiality_score: 0.6
- calibrated_materiality_score: 0.6
- confidence: high
- sec_items: 5.02
- EDGAR index: https://www.sec.gov/Archives/edgar/data/1321741/000119312521294182/0001193125-21-294182-index.htm
- EDGAR primary document: https://www.sec.gov/Archives/edgar/data/1321741/000119312521294182/d184585d8k.htm

## Machine-readable alternates
- HTML: https://secwatch.observer/filing/0001193125-21-294182
- JSON: https://secwatch.observer/filing/0001193125-21-294182.json
- Plain text: https://secwatch.observer/filing/0001193125-21-294182.txt

## Key facts
- Executive change
  Julia Ryan resigned as Chief Financial Officer and Treasurer at GLADSTONE INVESTMENT CORPORATION\DE.
  - Action: resigned
  - Role: Chief Financial Officer and Treasurer
  source text: On October 7, 2021, Julia Ryan gave notice that she was resigning as the Chief Financial Officer of Gladstone Investment Corporation (the “Company”), effective December 3, 2021.
  evidence_url: https://www.sec.gov/Archives/edgar/data/1321741/000119312521294182/0001193125-21-294182-index.htm

This AI-assisted summary is a reading aid. Review the linked SEC EDGAR filing before relying on any specific claim.