secwatch.observer — SEC 8-K summary ====================================== Issuer: GLADSTONE INVESTMENT CORPORATION\DE (GAIN) CIK: 0001321741 Form: 8-K Filed at: 2021-10-07T23:59:59+00:00 Accession: 0001193125-21-294182 Event type: leadership Sentiment: negative Materiality: 0.60 Item codes: 5.02 LLM model: deepseek-v4-flash:cloud@v2 Gladstone Investment CFO Julia Ryan resigns effective Dec 3, 2021 ----------------------------------------------------------------- - Julia Ryan resigns as CFO and Treasurer, effective December 3, 2021. - Company has initiated search for a replacement CFO. - No other officer changes disclosed in the filing. Source: EDGAR index: https://www.sec.gov/Archives/edgar/data/1321741/000119312521294182/0001193125-21-294182-index.htm Primary doc: https://www.sec.gov/Archives/edgar/data/1321741/000119312521294182/d184585d8k.htm HTML page: https://secwatch.observer/filing/0001193125-21-294182 License: Source filings: public domain (SEC EDGAR). Summaries (headline + bullets): CC-BY-4.0; attribute https://secwatch.observer