{"schema_version":"secwatch.filing_event.v1","accession":"0001193125-21-303985","form_type":"8-K","ticker":"BKKT","cik":"0001820302","company_name":"Bakkt, Inc.","filed_at":"2021-10-21T23:59:59+00:00","discovered_at":"2026-05-14T18:04:14.337323+00:00","generated_at":"2026-06-28T19:18:55.459591+00:00","sec_items":["1.01","1.02","2.01","9.01","3.01","3.02","3.03","4.01","5.01","5.02","5.03","5.06"],"event_type":"m_and_a","sentiment":"neutral","materiality_score":0.85,"calibrated_materiality_score":0.85,"confidence":"high","headline":"Bakkt Holdings completes de-SPAC merger, starts trading on NYSE as BKKT","bullets":["Merger closed Oct 15, 2021; company renamed Bakkt Holdings, Inc.","PIPE investment of $325M from 32.5M shares at $10.00 per share.","Company holds 19.4% of Opco; pre-merger owners hold the rest.","Equity holders locked up until April 15, 2022; sponsor lock-up per prior agreement.","Board of eight directors, including designees from Sponsor and Intercontinental Exchange."],"urls":{"canonical":"https://secwatch.observer/filing/0001193125-21-303985","json":"https://secwatch.observer/filing/0001193125-21-303985.json","markdown":"https://secwatch.observer/filing/0001193125-21-303985.md","text":"https://secwatch.observer/filing/0001193125-21-303985.txt","edgar_index":"https://www.sec.gov/Archives/edgar/data/1820302/000119312521303985/0001193125-21-303985-index.htm","edgar_primary_document":"https://www.sec.gov/Archives/edgar/data/1820302/000119312521303985/d219325d8k.htm"},"model":{"generated_by":"deepseek-v4-flash:cloud@v2","generated_at":"2026-06-28T19:18:55.459591+00:00"},"review":{"review_status":"machine_generated","human_reviewed":false,"corrected":false,"correction_note":null,"correction_timestamp":null,"superseded_by":null,"related_filings":[]},"source_grounded_claims":[{"claim_id":"73d78369d4","claim":"Karen Alexander was appointed as Chief Accounting Officer at Bakkt, Inc..","evidence_excerpt":"Further, in connection with the Closing, Karen Alexander, age 50, was appointed to serve as Chief Accounting Officer of the Company, after serving in the same position with Opco since June 2021.","evidence_source":"SEC 8-K Item 5.02","evidence_url":"https://www.sec.gov/Archives/edgar/data/1820302/000119312521303985/0001193125-21-303985-index.htm","confidence":0.95,"family_label":"Executive change","details":[{"label":"Action","value":"appointed"},{"label":"Role","value":"Chief Accounting Officer"}],"fact_type":"executive_change"}],"license":"Source filings: public domain (SEC EDGAR). Summaries (headline + bullets): CC-BY-4.0; attribute https://secwatch.observer"}