---
schema_version: "secwatch.filing_event.v1"
accession: "0001193125-21-319601"
form_type: "8-K"
ticker: "LITE"
cik: "0001633978"
company_name: "Lumentum Holdings Inc."
filed_at: "2021-11-04T23:59:59+00:00"
generated_at: "2026-06-28T13:03:32.239698+00:00"
event_type: "m_and_a"
sentiment: "positive"
materiality_score: 0.85
calibrated_materiality_score: 0.85
confidence: "high"
source: SEC EDGAR
---

# Lumentum to acquire NeoPhotonics for $918M in cash ($16.00/share)

## Summary
- Purchase price represents ~39% premium to NeoPhotonics' Nov. 3 closing price.
- Transaction expected to close in second half of calendar 2022, subject to approvals.
- More than $50M in annual run-rate cost synergies targeted within 24 months of close.
- Deal expected to be immediately accretive to Lumentum's non-GAAP EPS upon closing.
- Lumentum to finance with balance sheet cash; provides up to $50M in term loans to NeoPhotonics.

## SEC filing metadata
- accession: 0001193125-21-319601
- form_type: 8-K
- ticker: LITE
- cik: 0001633978
- company_name: Lumentum Holdings Inc.
- filed_at: 2021-11-04T23:59:59+00:00
- event_type: m_and_a
- sentiment: positive
- materiality_score: 0.85
- calibrated_materiality_score: 0.85
- confidence: high
- EDGAR index: https://www.sec.gov/Archives/edgar/data/1633978/000119312521319601/0001193125-21-319601-index.htm
- EDGAR primary document: https://www.sec.gov/Archives/edgar/data/1633978/000119312521319601/d248799d8k.htm

## Machine-readable alternates
- HTML: https://secwatch.observer/filing/0001193125-21-319601
- JSON: https://secwatch.observer/filing/0001193125-21-319601.json
- Plain text: https://secwatch.observer/filing/0001193125-21-319601.txt

This AI-assisted summary is a reading aid. Review the linked SEC EDGAR filing before relying on any specific claim.