secwatch.observer — SEC 8-K summary ====================================== Issuer: Braze, Inc. (BRZE) CIK: 0001676238 Form: 8-K Filed at: 2021-11-23T23:59:59+00:00 Accession: 0001193125-21-338675 Event type: other Sentiment: neutral Materiality: 0.25 Item codes: 3.02, 5.03, 9.01 LLM model: deepseek-v4-flash:cloud@v2 Braze issues 216,354 shares on warrant exercise; adopts amended charter and bylaws upon IPO closing -------------------------------------------------------------------------------- - Issued 216,354 shares of Class B common stock to two accredited investors upon net exercise of outstanding warrants, convertible to Class A common stock. - Transaction exempt from registration under Section 3(a)(9) of Securities Act; no underwriters or public offering involved. - Filed Amended and Restated Certificate of Incorporation and Bylaws effective November 19, 2021, in connection with IPO closing. - Charter and bylaw amendments previously approved by board and stockholders; prospectus filed November 18, 2021. Source: EDGAR index: https://www.sec.gov/Archives/edgar/data/1676238/000119312521338675/0001193125-21-338675-index.htm Primary doc: https://www.sec.gov/Archives/edgar/data/1676238/000119312521338675/d262820d8k.htm HTML page: https://secwatch.observer/filing/0001193125-21-338675 License: Source filings: public domain (SEC EDGAR). Summaries (headline + bullets): CC-BY-4.0; attribute https://secwatch.observer