---
schema_version: "secwatch.filing_event.v1"
accession: "0001193125-22-014413"
form_type: "8-K"
ticker: "LITE"
cik: "0001633978"
company_name: "Lumentum Holdings Inc."
filed_at: "2022-01-21T23:59:59+00:00"
generated_at: "2026-06-27T16:31:46.467232+00:00"
event_type: "m_and_a"
sentiment: "neutral"
materiality_score: 0.7
calibrated_materiality_score: 0.7
confidence: "high"
source: SEC EDGAR
---

# Lumentum and NeoPhotonics receive HSR clearance; deal remains subject to SAMR and stockholder approval

## Summary
- HSR waiting period expired, satisfying one condition for the merger.
- Transaction still requires NeoPhotonics stockholder approval and clearance from China's SAMR.
- Closing expected in second half of calendar year 2022, as previously announced.

## SEC filing metadata
- accession: 0001193125-22-014413
- form_type: 8-K
- ticker: LITE
- cik: 0001633978
- company_name: Lumentum Holdings Inc.
- filed_at: 2022-01-21T23:59:59+00:00
- event_type: m_and_a
- sentiment: neutral
- materiality_score: 0.7
- calibrated_materiality_score: 0.7
- confidence: high
- sec_items: 8.01, 9.01
- EDGAR index: https://www.sec.gov/Archives/edgar/data/1633978/000119312522014413/0001193125-22-014413-index.htm
- EDGAR primary document: https://www.sec.gov/Archives/edgar/data/1633978/000119312522014413/d294402d8k.htm

## Machine-readable alternates
- HTML: https://secwatch.observer/filing/0001193125-22-014413
- JSON: https://secwatch.observer/filing/0001193125-22-014413.json
- Plain text: https://secwatch.observer/filing/0001193125-22-014413.txt

This AI-assisted summary is a reading aid. Review the linked SEC EDGAR filing before relying on any specific claim.