{"schema_version":"secwatch.filing_event.v1","accession":"0001193125-22-023904","form_type":"8-K","ticker":"HTGC","cik":"0001280784","company_name":"Hercules Capital, Inc.","filed_at":"2022-02-01T23:59:59+00:00","discovered_at":"2026-05-14T18:04:05.768665+00:00","generated_at":"2026-06-27T12:50:05.531354+00:00","sec_items":["5.02","8.01","9.01"],"event_type":"leadership","sentiment":"positive","materiality_score":0.55,"calibrated_materiality_score":0.55,"confidence":"high","headline":"Hercules Capital promotes three executives: Follmann to COO, Vandis to CCO, Botelho as GC/CCO","bullets":["Christian Follmann promoted to Chief Operating Officer, a new position, effective February 1, 2022.","Charlie Vandis promoted to Chief Credit Officer; joined Hercules in 2017, previously at GE Capital.","Kiersten Zaza Botelho appointed General Counsel and Chief Compliance Officer; previously VP at Bain Capital Credit.","CEO cites record 2021 performance and strategic investments as backdrop for C-suite expansion."],"urls":{"canonical":"https://secwatch.observer/filing/0001193125-22-023904","json":"https://secwatch.observer/filing/0001193125-22-023904.json","markdown":"https://secwatch.observer/filing/0001193125-22-023904.md","text":"https://secwatch.observer/filing/0001193125-22-023904.txt","edgar_index":"https://www.sec.gov/Archives/edgar/data/1280784/000119312522023904/0001193125-22-023904-index.htm","edgar_primary_document":"https://www.sec.gov/Archives/edgar/data/1280784/000119312522023904/d303511d8k.htm"},"model":{"generated_by":"deepseek-v4-flash:cloud@v2","generated_at":"2026-06-27T12:50:05.531354+00:00"},"review":{"review_status":"machine_generated","human_reviewed":false,"corrected":false,"correction_note":null,"correction_timestamp":null,"superseded_by":null,"related_filings":[]},"source_grounded_claims":[{"claim_id":"828ae83a31","claim":"Christian Follmann changed role as Chief Operating Officer at Hercules Capital, Inc..","evidence_excerpt":"On February 1, 2022, Christian Follmann was promoted to Chief Operating Officer of Hercules Capital, Inc. (the “Company”), effective immediately.","evidence_source":"SEC 8-K Item 5.02","evidence_url":"https://www.sec.gov/Archives/edgar/data/1280784/000119312522023904/0001193125-22-023904-index.htm","confidence":1.0,"family_label":"Executive change","details":[{"label":"Action","value":"promoted"},{"label":"Role","value":"Chief Operating Officer"}],"fact_type":"executive_change"}],"license":"Source filings: public domain (SEC EDGAR). Summaries (headline + bullets): CC-BY-4.0; attribute https://secwatch.observer"}