---
schema_version: "secwatch.filing_event.v1"
accession: "0001193125-22-143832"
form_type: "8-K"
ticker: "PALI"
cik: "0001357459"
company_name: "PALISADE BIO, INC."
filed_at: "2022-05-06T23:59:59+00:00"
generated_at: "2026-06-25T22:54:53.087013+00:00"
event_type: "other_material"
sentiment: "negative"
materiality_score: 0.6
calibrated_materiality_score: 0.6
confidence: "high"
source: SEC EDGAR
---

# Palisade Bio raises ~$2.0M in registered direct offering and warrants

## Summary
- Sold 3,646,690 shares at $0.55/share for gross proceeds of ~$2.0M.
- Concurrent private placement of warrants to purchase 3,646,690 shares at $0.7105, exercisable in 6 months, expiring in 5.5 years.
- Placement agent Ladenburg Thalmann receives 7.75% cash fee and 218,801 warrants at $0.7105 with 5-year term.
- Shares offered via effective S-3 registration statement filed March 2022.

## SEC filing metadata
- accession: 0001193125-22-143832
- form_type: 8-K
- ticker: PALI
- cik: 0001357459
- company_name: PALISADE BIO, INC.
- filed_at: 2022-05-06T23:59:59+00:00
- event_type: other_material
- sentiment: negative
- materiality_score: 0.6
- calibrated_materiality_score: 0.6
- confidence: high
- sec_items: 1.01, 3.02, 9.01
- EDGAR index: https://www.sec.gov/Archives/edgar/data/1357459/000119312522143832/0001193125-22-143832-index.htm
- EDGAR primary document: https://www.sec.gov/Archives/edgar/data/1357459/000119312522143832/d339827d8k.htm

## Machine-readable alternates
- HTML: https://secwatch.observer/filing/0001193125-22-143832
- JSON: https://secwatch.observer/filing/0001193125-22-143832.json
- Plain text: https://secwatch.observer/filing/0001193125-22-143832.txt

This AI-assisted summary is a reading aid. Review the linked SEC EDGAR filing before relying on any specific claim.