{"schema_version":"secwatch.filing_event.v1","accession":"0001193125-22-182266","form_type":"8-K","ticker":"HTGC","cik":"0001280784","company_name":"Hercules Capital, Inc.","filed_at":"2022-06-27T23:59:59+00:00","discovered_at":"2026-05-14T18:04:00.071958+00:00","generated_at":"2026-06-24T22:51:14.729491+00:00","sec_items":["1.01","2.03","5.02","5.07","8.01","9.01"],"event_type":"debt","sentiment":"neutral","materiality_score":0.65,"calibrated_materiality_score":0.65,"confidence":"high","headline":"Hercules Capital raises $200M via asset-backed and unsecured notes; appoints new director","bullets":["Completed two debt financings totaling $200M: $150M asset-backed notes at 4.95% due 2031 and $50M unsecured notes at 6.00% due 2025.","Proceeds to pay down credit facilities, fund investments, and for general corporate purposes.","Directors Joseph F. Hoffman and Doreen Woo Ho retired; Wade Loo and Thomas J. Fallon named chairs of Audit and Governance committees.","DeAnne Aguirre appointed as independent director, effective June 23, 2022, serving on Governance Committee."],"urls":{"canonical":"https://secwatch.observer/filing/0001193125-22-182266","json":"https://secwatch.observer/filing/0001193125-22-182266.json","markdown":"https://secwatch.observer/filing/0001193125-22-182266.md","text":"https://secwatch.observer/filing/0001193125-22-182266.txt","edgar_index":"https://www.sec.gov/Archives/edgar/data/1280784/000119312522182266/0001193125-22-182266-index.htm","edgar_primary_document":"https://www.sec.gov/Archives/edgar/data/1280784/000119312522182266/d366106d8k.htm"},"model":{"generated_by":"deepseek-v4-flash:cloud@v2","generated_at":"2026-06-24T22:51:14.729491+00:00"},"review":{"review_status":"machine_generated","human_reviewed":false,"corrected":false,"correction_note":null,"correction_timestamp":null,"superseded_by":null,"related_filings":[]},"source_grounded_claims":[{"claim_id":"72394d6186","claim":"Joseph F. Hoffman retired as Independent Director at Hercules Capital, Inc..","evidence_excerpt":"Joseph F. Hoffman and Doreen Woo Ho each retired from Board of Directors of the Company (the “Board”) as Class III independent directors following the expiration of their then-current terms at the Company’s 2022 Annual Meeting of Stockholders (the “Annual Meeting”) held on June 23, 2022.","evidence_source":"SEC 8-K Item 5.02","evidence_url":"https://www.sec.gov/Archives/edgar/data/1280784/000119312522182266/0001193125-22-182266-index.htm","confidence":0.95,"family_label":"Executive change","details":[{"label":"Action","value":"retired"},{"label":"Role","value":"Independent Director"}],"fact_type":"executive_change"},{"claim_id":"e6a48908bd","claim":"DeAnne Aguirre was elected as Independent Director at Hercules Capital, Inc..","evidence_excerpt":"On June 23, 2022, the Board elected DeAnne Aguirre as an independent director of the Company.","evidence_source":"SEC 8-K Item 5.02","evidence_url":"https://www.sec.gov/Archives/edgar/data/1280784/000119312522182266/0001193125-22-182266-index.htm","confidence":0.95,"family_label":"Executive change","details":[{"label":"Action","value":"elected"},{"label":"Role","value":"Independent Director"}],"fact_type":"executive_change"},{"claim_id":"f2678584fd","claim":"Doreen Woo Ho retired as Independent Director at Hercules Capital, Inc..","evidence_excerpt":"Joseph F. Hoffman and Doreen Woo Ho each retired from Board of Directors of the Company (the “Board”) as Class III independent directors following the expiration of their then-current terms at the Company’s 2022 Annual Meeting of Stockholders (the “Annual Meeting”) held on June 23, 2022.","evidence_source":"SEC 8-K Item 5.02","evidence_url":"https://www.sec.gov/Archives/edgar/data/1280784/000119312522182266/0001193125-22-182266-index.htm","confidence":0.95,"family_label":"Executive change","details":[{"label":"Action","value":"retired"},{"label":"Role","value":"Independent Director"}],"fact_type":"executive_change"}],"license":"Source filings: public domain (SEC EDGAR). Summaries (headline + bullets): CC-BY-4.0; attribute https://secwatch.observer"}