secwatch.observer — SEC 8-K summary
======================================

Issuer:     Hercules Capital, Inc. (HTGC)
CIK:        0001280784
Form:       8-K
Filed at:   2022-06-27T23:59:59+00:00
Accession:  0001193125-22-182266
Event type: debt
Sentiment:  neutral
Materiality: 0.65
Item codes: 1.01, 2.03, 5.02, 5.07, 8.01, 9.01
LLM model:  deepseek-v4-flash:cloud@v2

Hercules Capital raises $200M via asset-backed and unsecured notes; appoints new director
--------------------------------------------------------------------------------

- Completed two debt financings totaling $200M: $150M asset-backed notes at 4.95% due 2031 and $50M unsecured notes at 6.00% due 2025.
- Proceeds to pay down credit facilities, fund investments, and for general corporate purposes.
- Directors Joseph F. Hoffman and Doreen Woo Ho retired; Wade Loo and Thomas J. Fallon named chairs of Audit and Governance committees.
- DeAnne Aguirre appointed as independent director, effective June 23, 2022, serving on Governance Committee.

Source:
  EDGAR index:    https://www.sec.gov/Archives/edgar/data/1280784/000119312522182266/0001193125-22-182266-index.htm
  Primary doc:    https://www.sec.gov/Archives/edgar/data/1280784/000119312522182266/d366106d8k.htm
  HTML page:      https://secwatch.observer/filing/0001193125-22-182266

License: Source filings: public domain (SEC EDGAR). Summaries (headline + bullets): CC-BY-4.0; attribute https://secwatch.observer