secwatch.observer — SEC 8-K summary
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Issuer:     Bakkt, Inc. (BKKT)
CIK:        0001820302
Form:       8-K
Filed at:   2022-09-12T23:59:59+00:00
Accession:  0001193125-22-242987
Event type: leadership
Sentiment:  neutral
Materiality: 0.40
Item codes: 5.02, 9.01
LLM model:  deepseek-v4-flash:cloud@v2

Bakkt appoints Chip Goodroe as Chief Accounting Officer; Alexander steps down from CAO role
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- Chip Goodroe appointed VP & CAO effective Sept 12, 2022; most recently Senior Manager at Grant Thornton LLP.
- Karen Alexander steps down as CAO but remains CFO; Goodroe will report to Alexander.
- Goodroe receives $220k base salary and one-time RSU valued ~$70k, vesting over three years.
- CFO Alexander granted 100k RSUs and PSUs (target 66,666) tied to net revenue and transacting accounts.

Source:
  EDGAR index:    https://www.sec.gov/Archives/edgar/data/1820302/000119312522242987/0001193125-22-242987-index.htm
  Primary doc:    https://www.sec.gov/Archives/edgar/data/1820302/000119312522242987/d277417d8k.htm
  HTML page:      https://secwatch.observer/filing/0001193125-22-242987

License: Source filings: public domain (SEC EDGAR). Summaries (headline + bullets): CC-BY-4.0; attribute https://secwatch.observer