secwatch.observer — SEC 8-K summary ====================================== Issuer: Bakkt, Inc. (BKKT) CIK: 0001820302 Form: 8-K/A Filed at: 2022-10-13T23:59:59+00:00 Accession: 0001193125-22-261786 Event type: leadership Sentiment: neutral Materiality: 0.35 Item codes: 5.02 LLM model: deepseek-v4-flash:cloud@v2 Bakkt appoints Chip Goodroe as Chief Accounting Officer; corrects PSU grant details for CFO -------------------------------------------------------------------------------- - Chip Goodroe appointed VP, Chief Accounting Officer effective Sept 12, 2022; annual salary $220,000 and ~$70,000 RSU grant. - Karen Alexander steps down as Chief Accounting Officer, remains CFO; received 100,000 RSUs and PSUs (target 100,000, max 150,000). - PSUs vest over 3 years based on net revenue and transacting accounts performance for FY 2023-2025. - Amendment corrects typographical errors in original 8-K regarding PSU numbers for Alexander. Source: EDGAR index: https://www.sec.gov/Archives/edgar/data/1820302/000119312522261786/0001193125-22-261786-index.htm Primary doc: https://www.sec.gov/Archives/edgar/data/1820302/000119312522261786/d372429d8ka.htm HTML page: https://secwatch.observer/filing/0001193125-22-261786 License: Source filings: public domain (SEC EDGAR). Summaries (headline + bullets): CC-BY-4.0; attribute https://secwatch.observer