---
schema_version: "secwatch.filing_event.v1"
accession: "0001193125-22-272626"
form_type: "8-K"
ticker: "DCTH"
cik: "0000872912"
company_name: "DELCATH SYSTEMS, INC."
filed_at: "2022-10-28T23:59:59+00:00"
generated_at: "2026-06-22T23:04:34.345838+00:00"
event_type: "regulatory"
sentiment: "negative"
materiality_score: 0.75
calibrated_materiality_score: 0.75
confidence: "high"
source: SEC EDGAR
---

# Delcath receives Nasdaq notice of non-compliance with $35M market value rule

## Summary
- Received Nasdaq letter on Oct 26, 2022 for failing to maintain minimum market value of $35M over 30 consecutive business days.
- Has 180 calendar days, until April 24, 2023, to regain compliance; stock continues trading on Nasdaq during this period.
- Company may also regain compliance by meeting the alternative equity standard of at least $2.5M in stockholders' equity.
- If not compliant by April 2023, may qualify for an additional 180-day period subject to meeting other listing standards.

## SEC filing metadata
- accession: 0001193125-22-272626
- form_type: 8-K
- ticker: DCTH
- cik: 0000872912
- company_name: DELCATH SYSTEMS, INC.
- filed_at: 2022-10-28T23:59:59+00:00
- event_type: regulatory
- sentiment: negative
- materiality_score: 0.75
- calibrated_materiality_score: 0.75
- confidence: high
- sec_items: 3.01
- EDGAR index: https://www.sec.gov/Archives/edgar/data/872912/000119312522272626/0001193125-22-272626-index.htm
- EDGAR primary document: https://www.sec.gov/Archives/edgar/data/872912/000119312522272626/d384168d8k.htm

## Machine-readable alternates
- HTML: https://secwatch.observer/filing/0001193125-22-272626
- JSON: https://secwatch.observer/filing/0001193125-22-272626.json
- Plain text: https://secwatch.observer/filing/0001193125-22-272626.txt

## Key facts
- Listing & Compliance Notices
  DELCATH SYSTEMS, INC. received a nasdaq deficiency notice notice regarding market value (rules 5550(b)(2)).
  - Exchange: nasdaq
  - Notice: deficiency notice
  - Deficiency: market value
  - Rules: 5550(b)(2)
  source text: October 26, 2022, Delcath Systems, Inc. (the “Company”) received a letter (the “Letter”) from the Listing Qualifications Department of The Nasdaq Stock Market LLC (“Nasdaq”) indicating that the Company is not in compliance with the requirement to maintain a minimum market value of listed securities of $35 million, as set forth in Nasdaq Listing Rule 5550(b)(2) (the “Market Value Standard”) , because the market value of the Company’s common stock (the “Common Stock”) was below $35 million for 30 consecutive business days. The market value of the Common Stock is calculated based upon the most re
  evidence_url: https://www.sec.gov/Archives/edgar/data/872912/000119312522272626/0001193125-22-272626-index.htm

This AI-assisted summary is a reading aid. Review the linked SEC EDGAR filing before relying on any specific claim.
