---
schema_version: "secwatch.filing_event.v1"
accession: "0001193125-22-282579"
form_type: "8-K"
ticker: "ICU"
cik: "0001831868"
company_name: "SeaStar Medical Holding Corp"
filed_at: "2022-11-10T23:59:59+00:00"
generated_at: "2026-06-21T23:45:00.363163+00:00"
event_type: "other_material"
sentiment: "neutral"
materiality_score: 0.6
calibrated_materiality_score: 0.6
confidence: "high"
source: SEC EDGAR
---

# SeaStar Medical amends common stock purchase agreement with Tumim Stone Capital; $2.5M commitment fee terms revised

## Summary
- On Nov 9, 2022, SeaStar Medical entered into Amendment No. 1 to Common Stock Purchase Agreement and Registration Rights Agreement with Tumim Stone Capital LLC.
- $2.5M commitment fee: $1M cash paid on Oct 28, 2022; $500k cash due within 30 days of registration effective date; $1M in newly issued common shares at VWAP.
- Exchange Cap set at 2,538,663 shares (19.99% of pre-closing outstanding shares); beneficial ownership limit for investor at 4.99%.
- Agreement allows company to sell up to 10 million shares in VWAP purchases from Tumim following Commencement.
- All amendments became effective immediately upon closing on November 9, 2022.

## SEC filing metadata
- accession: 0001193125-22-282579
- form_type: 8-K
- ticker: ICU
- cik: 0001831868
- company_name: SeaStar Medical Holding Corp
- filed_at: 2022-11-10T23:59:59+00:00
- event_type: other_material
- sentiment: neutral
- materiality_score: 0.6
- calibrated_materiality_score: 0.6
- confidence: high
- sec_items: 1.01, 9.01
- EDGAR index: https://www.sec.gov/Archives/edgar/data/1831868/000119312522282579/0001193125-22-282579-index.htm
- EDGAR primary document: https://www.sec.gov/Archives/edgar/data/1831868/000119312522282579/d378741d8k.htm

## Machine-readable alternates
- HTML: https://secwatch.observer/filing/0001193125-22-282579
- JSON: https://secwatch.observer/filing/0001193125-22-282579.json
- Plain text: https://secwatch.observer/filing/0001193125-22-282579.txt

## Key facts
- Material Agreements
  SeaStar Medical Holding Corp amended Amendment No. 1 to the Purchase Agreement with Tumim Stone Capital LLC valued at $2.5 million commitment fee (effective 2022-11-09).
  - Action: amendment
  - Agreement: equity purchase
  - Counterparty: Tumim Stone Capital LLC
  - Value: $2.5 million commitment fee
  - Effective: 2022-11-09
  source text: (“SeaStar”) entered into a common stock purchase agreement (the “Purchase Agreement”) and a registration rights agreement (the “Registration Rights Agreement”) with Tumim Stone Capital LLC (“Tumim”). The Purchase Agreement and Registration Rights agreement were filed as exhibits 10.30 and 10.31, respectively, to the amendment no.
  evidence_url: https://www.sec.gov/Archives/edgar/data/1831868/000119312522282579/0001193125-22-282579-index.htm

This AI-assisted summary is a reading aid. Review the linked SEC EDGAR filing before relying on any specific claim.