Extracted from this filing and checked against the source text.
Material Agreements
SEC 8-K Item 1.01/1.02
confidence 0.9
FIDUS INVESTMENT Corp entered into Equity Distribution Agreement with Fidus Investment Advisors, LLC, Raymond James & Associates, Inc., and B. Riley Securities, Inc. valued at $50,000,000 (effective 2022-11-10).
- Action
- entry
- Agreement
- atm program
- Counterparty
- Fidus Investment Advisors, LLC, Raymond James & Associates, Inc., and B. Riley Securities, Inc.
- Value
- $50,000,000
- Effective
- 2022-11-10
Exact text from the filing
On November 10, 2022, Fidus Investment Corporation (the “Company”) entered into an equity distribution agreement (the “Equity Distribution Agreement”) with Fidus Investment Advisors, LLC and Raymond James & Associates, Inc. and B. Riley Securities, Inc., as sales agents and/or principals thereunder (the “Sales Agents”). Under the Equity Distribution Agreement, the Company may, but has no obligation to, issue and sell, from time to time, up to $50,000,000 in aggregate offering price of shares of its common stock, par value $0.001 per share (the “Shares”), through the Sales Agents, or to them, as principals for their own accounts.
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