---
schema_version: "secwatch.filing_event.v1"
accession: "0001193125-22-283748"
form_type: "8-K"
ticker: null
cik: "0001835817"
company_name: "Northern Star Investment Corp. III"
filed_at: "2022-11-14T23:59:59+00:00"
generated_at: "2026-06-21T21:13:52.134062+00:00"
event_type: "regulatory"
sentiment: "negative"
materiality_score: 0.65
calibrated_materiality_score: 0.65
confidence: "high"
source: SEC EDGAR
---

# NYSE to delist Northern Star Investment Corp. III warrants for abnormally low price; no appeal planned

## Summary
- NYSE Staff determined warrants are no longer suitable for listing due to 'abnormally low' price levels under Section 802.01D.
- Notice received November 11, 2022; the company does not intend to appeal the delisting determination.
- Trading in warrants (NSTC WS) suspended immediately; common stock (NSTC) and units (NSTC.U) continue trading on NYSE.
- Warrants may trade on pink sheets or other markets after NYSE suspension.

## SEC filing metadata
- accession: 0001193125-22-283748
- form_type: 8-K
- cik: 0001835817
- company_name: Northern Star Investment Corp. III
- filed_at: 2022-11-14T23:59:59+00:00
- event_type: regulatory
- sentiment: negative
- materiality_score: 0.65
- calibrated_materiality_score: 0.65
- confidence: high
- sec_items: 3.01
- EDGAR index: https://www.sec.gov/Archives/edgar/data/1835817/000119312522283748/0001193125-22-283748-index.htm
- EDGAR primary document: https://www.sec.gov/Archives/edgar/data/1835817/000119312522283748/d415279d8k.htm

## Machine-readable alternates
- HTML: https://secwatch.observer/filing/0001193125-22-283748
- JSON: https://secwatch.observer/filing/0001193125-22-283748.json
- Plain text: https://secwatch.observer/filing/0001193125-22-283748.txt

## Key facts
- Listing & Compliance Notices
  Northern Star Investment Corp. III received a nyse delisting notice notice regarding other (rules 802.01D).
  - Exchange: nyse
  - Notice: delisting notice
  - Rules: 802.01D
  source text: November 11, 2022, Northern Star Investment Corp. III (the “ Company”) received a written notice (the “ Notice”) from the staff of NYSE Regulation (the “ Staff” ) of the New York Stock Exchange (“ NYSE”) indicating that the Staff has determined that the Company’s warrants, each warrant exercisable for one share of Class A Common Stock of the Company (the “ Warrants” ), are no longer suitable for listing on the NYSE based on “abnormally low” price levels, pursuant to Section 802.01D of the NYSE Listed Company Manual. As a result, the Staff has determined to commence proceedings to delist the Wa
  evidence_url: https://www.sec.gov/Archives/edgar/data/1835817/000119312522283748/0001193125-22-283748-index.htm

This AI-assisted summary is a reading aid. Review the linked SEC EDGAR filing before relying on any specific claim.