secwatch.observer — SEC 8-K summary ====================================== Issuer: Cue Biopharma, Inc. (CUE) CIK: 0001645460 Form: 8-K Filed at: 2022-11-15T23:59:59+00:00 Accession: 0001193125-22-285792 Event type: other_material Sentiment: neutral Materiality: 0.70 Item codes: 1.01, 3.02, 8.01, 9.01 LLM model: deepseek-v4-flash:cloud@v2 Cue Biopharma raises $30M in PIPE financing; sells shares, pre-funded warrants, and warrants -------------------------------------------------------------------------------- - Gross proceeds of $30M; net proceeds ~$28.2M after fees. - Issued 7,656,966 shares, pre-funded warrants for 1,531,440 shares, and warrants for up to 9,188,406 shares at $3.265/unit. - Warrant exercise price $3.93, exercisable for 5 years; pre-funded warrants exercisable indefinitely. - Proceeds to fund CUE-101 clinical development, business development, working capital. - Closing expected Nov 16, 2022; Piper Sandler and Public Ventures as placement agents. Source: EDGAR index: https://www.sec.gov/Archives/edgar/data/1645460/000119312522285792/0001193125-22-285792-index.htm Primary doc: https://www.sec.gov/Archives/edgar/data/1645460/000119312522285792/d420848d8k.htm HTML page: https://secwatch.observer/filing/0001193125-22-285792 License: Source filings: public domain (SEC EDGAR). Summaries (headline + bullets): CC-BY-4.0; attribute https://secwatch.observer