EMO creates Series H mandatory redeemable preferred at 4.26%, $100K/share liquidation preference

ClearBridge Energy Midstream Opportunity Fund Inc.

Filed four Articles Supplementary for five new series of mandatory redeemable preferred stock (H, I, J, K, L).
Series H: 140 shares authorized, $100,000 per share liquidation preference, 4.26% annual cumulative dividend.
Dividends payable quarterly; shares subject to optional, mandatory, and term redemption terms as detailed in the filing.
Private placement of the preferred stock was conducted in connection with the filing; total amount raised not disclosed.

Key facts

Extracted from this filing and checked against the source text.

Governance Changes SEC 8-K Item 5.03/5.05/5.06 confidence 0.9

ClearBridge Energy Midstream Opportunity Fund Inc.: Filed four Articles Supplementary to establish Series H Mandatory Redeemable Preferred Stock (effective 2022-11-17).

Change: charter amendment
Effective: 2022-11-17

Exact text from the filing

On November 14, 2022 and November 15, 2022, in connection with the private placement of shares of mandatory redeemable preferred stock, ClearBridge Energy Midstream Opportunity Fund Inc. filed a total of four Articles Supplementary with the State Department of Assessments and Taxation of Maryland (“SDAT”).

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ClearBridge Energy Midstream Opportunity Fund Inc. filing history →

Source: SEC EDGAR

accession 0001193125-22-288943

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