---
schema_version: "secwatch.filing_event.v1"
accession: "0001193125-22-311040"
form_type: "8-K"
ticker: "SF"
cik: "0000720672"
company_name: "STIFEL FINANCIAL CORP"
filed_at: "2022-12-22T23:59:59+00:00"
generated_at: "2026-06-21T00:28:15.272892+00:00"
event_type: "other_material"
sentiment: "neutral"
materiality_score: 0.45
calibrated_materiality_score: 0.45
confidence: "high"
source: SEC EDGAR
---

# Stifel reports Nov 2022 client assets up 4.5% MoM; warns of lower Advisory revenue in Q4

## Summary
- Total client assets $399.6B (up 4.5% from Oct; down 5.3% YoY).
- Fee-based client assets $148.9B (up 4.7% MoM; down 5.1% YoY).
- Client money market balances $26.6B, up 2.1% MoM; continued net inflows in Dec.
- M&A delays will lower Advisory revenue; lower rates business activity impacts fixed income.
- Bank loans net $20.8B, up 37.5% YoY but down 1.6% from Oct 2022.

## SEC filing metadata
- accession: 0001193125-22-311040
- form_type: 8-K
- ticker: SF
- cik: 0000720672
- company_name: STIFEL FINANCIAL CORP
- filed_at: 2022-12-22T23:59:59+00:00
- event_type: other_material
- sentiment: neutral
- materiality_score: 0.45
- calibrated_materiality_score: 0.45
- confidence: high
- sec_items: 7.01, 2.02, 9.01
- EDGAR index: https://www.sec.gov/Archives/edgar/data/720672/000119312522311040/0001193125-22-311040-index.htm
- EDGAR primary document: https://www.sec.gov/Archives/edgar/data/720672/000119312522311040/d435519d8k.htm

## Machine-readable alternates
- HTML: https://secwatch.observer/filing/0001193125-22-311040
- JSON: https://secwatch.observer/filing/0001193125-22-311040.json
- Plain text: https://secwatch.observer/filing/0001193125-22-311040.txt

## Key facts
- Earnings Releases
  STIFEL FINANCIAL CORP reported preliminary financial results for November 30, 2022.
  - Period: November 30, 2022
  - Result: preliminary results
  source text: Stifel Financial Corp. (NYSE: SF) today reported selected operating results for November 30, 2022 in an effort to provide timely information to investors on certain key performance metrics.
  evidence_url: https://www.sec.gov/Archives/edgar/data/720672/000119312522311040/0001193125-22-311040-index.htm

This AI-assisted summary is a reading aid. Review the linked SEC EDGAR filing before relying on any specific claim.