---
schema_version: "secwatch.filing_event.v1"
accession: "0001193125-23-013164"
form_type: "8-K"
ticker: "PFLT"
cik: "0001504619"
company_name: "PennantPark Floating Rate Capital Ltd."
filed_at: "2023-01-23T23:59:59+00:00"
generated_at: "2026-06-20T11:43:05.026826+00:00"
event_type: "other_material"
sentiment: "neutral"
materiality_score: 0.65
calibrated_materiality_score: 0.65
confidence: "high"
source: SEC EDGAR
---

# PFLT reports preliminary NAV $11.25-$11.33, NII $0.29-$0.31; launches 4.25M share offering

## Summary
- GAAP NAV per share est. $11.25-$11.33 (down from $11.62); adjusted NAV $11.17-$11.25 (down from $11.59).
- Net investment income est. $0.29-$0.31 per share, flat vs prior quarter; 3 loans on non-accrual.
- Offering of 4,250,000 shares (plus 637,500 option) to reduce debt and invest in portfolio companies.
- Cash and cash equivalents of $52.9M as of Dec 31, 2022; total borrowings across facilities ~$688.9M.
- Proceeds targeted to pay down credit facility and for new or existing portfolio investments.

## SEC filing metadata
- accession: 0001193125-23-013164
- form_type: 8-K
- ticker: PFLT
- cik: 0001504619
- company_name: PennantPark Floating Rate Capital Ltd.
- filed_at: 2023-01-23T23:59:59+00:00
- event_type: other_material
- sentiment: neutral
- materiality_score: 0.65
- calibrated_materiality_score: 0.65
- confidence: high
- sec_items: 2.02, 7.01, 9.01
- EDGAR index: https://www.sec.gov/Archives/edgar/data/1504619/000119312523013164/0001193125-23-013164-index.htm
- EDGAR primary document: https://www.sec.gov/Archives/edgar/data/1504619/000119312523013164/d454363d8k.htm

## Machine-readable alternates
- HTML: https://secwatch.observer/filing/0001193125-23-013164
- JSON: https://secwatch.observer/filing/0001193125-23-013164.json
- Plain text: https://secwatch.observer/filing/0001193125-23-013164.txt

## Key facts
- Earnings Releases
  PennantPark Floating Rate Capital Ltd. reported the quarter ended December 31, 2022 results: net income between $0.29 and $0.31 per share.
  - Period: the quarter ended December 31, 2022
  - Net income: between $0.29 and $0.31 per share
  - Result: preliminary results
  source text: • Net investment income is estimated to be between $0.29 and $0.31 per share for the quarter ended December 31, 2022.
  evidence_url: https://www.sec.gov/Archives/edgar/data/1504619/000119312523013164/0001193125-23-013164-index.htm

This AI-assisted summary is a reading aid. Review the linked SEC EDGAR filing before relying on any specific claim.