---
schema_version: "secwatch.filing_event.v1"
accession: "0001193125-23-016239"
form_type: "8-K"
ticker: "PFLT"
cik: "0001504619"
company_name: "PennantPark Floating Rate Capital Ltd."
filed_at: "2023-01-26T23:59:59+00:00"
generated_at: "2026-06-20T08:08:28.044353+00:00"
event_type: "other_material"
sentiment: "neutral"
materiality_score: 0.5
calibrated_materiality_score: 0.5
confidence: "high"
source: SEC EDGAR
---

# PennantPark Floating Rate Capital sells 4.25M shares in public offering

## Summary
- Offering of 4,250,000 common shares closed Jan 26, 2023 at an undisclosed price.
- Underwriters granted 30-day option to purchase up to 637,500 additional shares.
- Underwriters include Morgan Stanley, UBS, Goldman Sachs, J.P. Morgan, Keefe Bruyette & Woods.
- Proceeds used for general corporate purposes, including portfolio investments.

## SEC filing metadata
- accession: 0001193125-23-016239
- form_type: 8-K
- ticker: PFLT
- cik: 0001504619
- company_name: PennantPark Floating Rate Capital Ltd.
- filed_at: 2023-01-26T23:59:59+00:00
- event_type: other_material
- sentiment: neutral
- materiality_score: 0.5
- calibrated_materiality_score: 0.5
- confidence: high
- sec_items: 1.01, 9.01
- EDGAR index: https://www.sec.gov/Archives/edgar/data/1504619/000119312523016239/0001193125-23-016239-index.htm
- EDGAR primary document: https://www.sec.gov/Archives/edgar/data/1504619/000119312523016239/d451102d8k.htm

## Machine-readable alternates
- HTML: https://secwatch.observer/filing/0001193125-23-016239
- JSON: https://secwatch.observer/filing/0001193125-23-016239.json
- Plain text: https://secwatch.observer/filing/0001193125-23-016239.txt

## Key facts
- Material Agreements
  PennantPark Floating Rate Capital Ltd. entered into Underwriting Agreement with Morgan Stanley & Co. LLC, UBS Securities LLC, Goldman Sachs & Co. LLC, J.P. Morgan Securities LLC and Keefe, Bruyette & Woods, Inc., as representatives of the several underwriters named on Schedule A (effective 2023-01-23).
  - Action: entry
  - Agreement: underwriting
  - Counterparty: Morgan Stanley & Co. LLC, UBS Securities LLC, Goldman Sachs & Co. LLC, J.P. Morgan Securities LLC and Keefe, Bruyette & Woods, Inc., as representatives of the several underwriters named on Schedule A
  - Effective: 2023-01-23
  source text: On January 23, 2023, PennantPark Floating Rate Capital Ltd. (the “Company”) entered into an underwriting agreement (the “Underwriting Agreement”) by and among the Company, PennantPark Investment Advisers, LLC, PennantPark Investment Administration, LLC, and Morgan Stanley & Co. LLC, UBS Securities LLC, Goldman Sachs & Co. LLC, J.P. Morgan Securities LLC and Keefe, Bruyette & Woods, Inc., as representatives of the several underwriters named on Schedule A thereto (collectively, the “Underwriters”), pursuant to which the Company agreed to sell to the Underwriters an aggregate of 4,250,000 of the Company’s common stock, par value $0.001 per share (the “Shares”), in a registered public offering (the “Offering”).
  evidence_url: https://www.sec.gov/Archives/edgar/data/1504619/000119312523016239/0001193125-23-016239-index.htm

This AI-assisted summary is a reading aid. Review the linked SEC EDGAR filing before relying on any specific claim.