Genelux closes $15M IPO at $6.00/share; reprices stock options to IPO price

GENELUX Corp

IPO of 2,500,000 shares at $6.00/share closed Jan 30, 2023; gross proceeds ~$15M.
Underwriters granted five-year warrants for 175,000 shares at $6.00/share; option for 375,000 more.
Stock option repricing: 4,037,386 options with original exercise prices $9.00-$10.50 repriced to $6.00.
Executive officers and directors hold 2,730,568 of the repriced shares.
Amended and restated certificate of incorporation and bylaws adopted effective with IPO.

item 5.02 item 5.03 item 8.01 item 9.01

Key facts

Extracted from this filing and checked against the source text.

Governance Changes SEC 8-K Item 5.03/5.05/5.06 confidence 0.9

GENELUX Corp: Adopted amended and restated bylaws (effective 2023-01-30).

Change: bylaw amendment
Effective: 2023-01-30

Exact text from the filing

Effective as of January 30, 2023, the Company adopted amended and restated bylaws (the “Restated Bylaws”) in connection with the closing of the IPO.

View on SEC.gov

Governance Changes SEC 8-K Item 5.03/5.05/5.06 confidence 0.9

GENELUX Corp: Amended and restated certificate of incorporation filed with the Secretary of State of Delaware (effective 2023-01-30).

Change: charter amendment
Effective: 2023-01-30

Exact text from the filing

On January 30, 2023, the Company filed an amended and restated certificate of incorporation (the “Restated Certificate”) with the Secretary of State of the State of Delaware in connection with the closing of the IPO.

View on SEC.gov

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GENELUX Corp filing history →

Source: SEC EDGAR

accession 0001193125-23-019058

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