secwatch.observer — SEC 8-K summary ====================================== Issuer: Nuburu, Inc. (BURU) CIK: 0001814215 Form: 8-K Filed at: 2023-02-06T23:59:59+00:00 Accession: 0001193125-23-025555 Event type: m_and_a Sentiment: neutral Materiality: 1.00 Item codes: 1.01, 2.01, 3.02, 9.01, 3.01, 3.03, 5.01, 5.02, 5.03, 5.05, 5.06 LLM model: deepseek-v4-flash:cloud@v2 Nuburu completes SPAC merger with Legacy Nuburu; begins trading on NYSE American -------------------------------------------------------------------------------- - Merger closed Jan 31, 2023; Legacy Nuburu became wholly owned subsidiary of Nuburu (formerly Tailwind Acquisition Corp.). - Post-merger capitalization: 32,990,092 common shares, 2,843,453 Series A Preferred shares, 16,710,785 warrants at $11.50. - Common stock (BURU) and warrants (BURU WS) started trading on NYSE American on Feb 1, 2023. - Entered $100M equity purchase agreement with Lincoln Park Capital; Company can direct purchases over time. - Exchange ratios: Common 0.515; Series A 0.566; Series A-1 0.599; Series B 0.831; Series B-1 0.515; Series C 1.146. Source: EDGAR index: https://www.sec.gov/Archives/edgar/data/1814215/000119312523025555/0001193125-23-025555-index.htm Primary doc: https://www.sec.gov/Archives/edgar/data/1814215/000119312523025555/d399353d8k.htm HTML page: https://secwatch.observer/filing/0001193125-23-025555 License: Source filings: public domain (SEC EDGAR). Summaries (headline + bullets): CC-BY-4.0; attribute https://secwatch.observer