Extracted from this filing and checked against the source text.
Governance Changes
SEC 8-K Item 5.03/5.05/5.06
confidence 0.9
20230930-DK-Butterfly-1, Inc.: Filing of Certificate of Amendment to establish Series A Convertible Preferred Stock with voting powers, designations, preferences, and restrictions (effective 2023-02-06).
- Change
- charter amendment
- Effective
- 2023-02-06
Exact text from the filing
On February 6, 2023, the Company submitted the Certificate of Amendment (the “Certificate of Amendment”) establishing the Series A Convertible Preferred Stock with the New York Department of State to establish the voting powers, designations, preferences and relative, participating, optional or other special rights and the qualifications, limitations and restrictions of the Series A Convertible Preferred Stock.
View on SEC.gov
Material Agreements
SEC 8-K Item 1.01/1.02
confidence 0.9
20230930-DK-Butterfly-1, Inc. entered into Underwriting Agreement with B. Riley Securities, Inc. (effective 2023-02-07).
- Action
- entry
- Agreement
- underwriting
- Counterparty
- B. Riley Securities, Inc.
- Effective
- 2023-02-07
Exact text from the filing
On February 7, 2023, the Company issued (i) 23,685 shares of Series A Convertible Preferred Stock, (ii) 84,216 Preferred Stock Warrants and (iii) 95,387,533 Common Stock Warrants pursuant to the the Underwriting Agreement, dated February 7, 2023, between the Company and B. Riley Securities, Inc., as underwriter.
View on SEC.gov