{"schema_version":"secwatch.filing_event.v1","accession":"0001193125-23-035840","form_type":"8-K","ticker":"HNNA","cik":"0001145255","company_name":"HENNESSY ADVISORS INC","filed_at":"2023-02-13T23:59:59+00:00","discovered_at":"2026-05-14T18:03:43.983746+00:00","generated_at":"2026-06-19T15:37:53.274964+00:00","sec_items":["5.07"],"event_type":"other","sentiment":"neutral","materiality_score":0.1,"calibrated_materiality_score":0.1,"confidence":"high","headline":"Hennessy Advisors holds annual meeting; all directors elected, say-on-pay and auditor ratified","bullets":["All 8 director nominees elected with 3.84M-3.87M votes for; broker non-votes ~1.2M.","Advisory vote on executive compensation approved: 3.78M for, 194K against, 45K abstain.","Ratification of Marcum LLP as independent auditor: 5.18M for, 13.6K against, 35.6K abstain.","Annual meeting held Feb 9, 2023; all terms expire at 2024 annual meeting."],"urls":{"canonical":"https://secwatch.observer/filing/0001193125-23-035840","json":"https://secwatch.observer/filing/0001193125-23-035840.json","markdown":"https://secwatch.observer/filing/0001193125-23-035840.md","text":"https://secwatch.observer/filing/0001193125-23-035840.txt","edgar_index":"https://www.sec.gov/Archives/edgar/data/1145255/000119312523035840/0001193125-23-035840-index.htm","edgar_primary_document":"https://www.sec.gov/Archives/edgar/data/1145255/000119312523035840/d447307d8k.htm"},"model":{"generated_by":"deepseek-v4-flash:cloud@v2","generated_at":"2026-06-19T15:37:53.274964+00:00"},"review":{"review_status":"machine_generated","human_reviewed":false,"corrected":false,"correction_note":null,"correction_timestamp":null,"superseded_by":null,"related_filings":[]},"source_grounded_claims":[{"claim_id":"11ae68c68151ab232df35fb6bd0eec50d4786897","claim":"HENNESSY ADVISORS INC shareholders approved Approval of the non-binding advisory vote on executive compensation at the 2023-02-09 meeting.","evidence_excerpt":"Approval of the non-binding advisory vote on executive compensation 3,783,215 194,047 44,862 1,205,301","evidence_source":"SEC 8-K Item 5.07","evidence_url":"https://www.sec.gov/Archives/edgar/data/1145255/000119312523035840/0001193125-23-035840-index.htm","confidence":0.9,"family_label":"Shareholder Votes","details":[{"label":"Proposal","value":"say on pay"},{"label":"Outcome","value":"passed"},{"label":"Meeting","value":"2023-02-09"}],"fact_type":"shareholder_vote"},{"claim_id":"265d322fde2b1d40adc8239fd62d628375fdd286","claim":"HENNESSY ADVISORS INC shareholders approved Ratification of the selection of Marcum LLP as the independent registered public accounting firm at the 2023-02-09 meeting.","evidence_excerpt":"Ratification of the selection of Marcum LLP as the independent registered public accounting firm for Hennessy Advisors, Inc. for fiscal year 2023 5,178,226 13,567 35,632 0","evidence_source":"SEC 8-K Item 5.07","evidence_url":"https://www.sec.gov/Archives/edgar/data/1145255/000119312523035840/0001193125-23-035840-index.htm","confidence":0.9,"family_label":"Shareholder Votes","details":[{"label":"Proposal","value":"auditor ratification"},{"label":"Outcome","value":"passed"},{"label":"Meeting","value":"2023-02-09"}],"fact_type":"shareholder_vote"},{"claim_id":"d1ed1c24e9650adb8852ccbd17cb6808d6c04129","claim":"HENNESSY ADVISORS INC shareholders approved Election of Directors at the 2023-02-09 meeting.","evidence_excerpt":"The following directors were elected by the votes indicated for terms expiring at the annual meeting of shareholders to be held in 2024: For Withheld Broker Non-votes Neil J. Hennessy 3,863,961 158,163 1,205,301 Teresa M. Nilsen 3,864,827 157,297 1,205,301 Henry Hansel 3,844,690 177,434 1,205,301 Brian A. Hennessy 3,850,041 172,083 1,205,301 Lydia Knight-O’Riordan 3,864,812 157,312 1,205,301 Kiera Newton 3,865,237 156,887 1,205,301 Susan W. Pomilia 3,839,906 182,218 1,205,301 Thomas L. Seavey 3,844,023 178,101 1,205,301","evidence_source":"SEC 8-K Item 5.07","evidence_url":"https://www.sec.gov/Archives/edgar/data/1145255/000119312523035840/0001193125-23-035840-index.htm","confidence":0.9,"family_label":"Shareholder Votes","details":[{"label":"Proposal","value":"director election"},{"label":"Outcome","value":"passed"},{"label":"Meeting","value":"2023-02-09"}],"fact_type":"shareholder_vote"}],"license":"Source filings: public domain (SEC EDGAR). Summaries (headline + bullets): CC-BY-4.0; attribute https://secwatch.observer"}