secwatch.observer — SEC 8-K summary
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Issuer:     HENNESSY ADVISORS INC (HNNA)
CIK:        0001145255
Form:       8-K
Filed at:   2023-02-13T23:59:59+00:00
Accession:  0001193125-23-035840
Event type: other
Sentiment:  neutral
Materiality: 0.10
Item codes: 5.07
LLM model:  deepseek-v4-flash:cloud@v2

Hennessy Advisors holds annual meeting; all directors elected, say-on-pay and auditor ratified
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- All 8 director nominees elected with 3.84M-3.87M votes for; broker non-votes ~1.2M.
- Advisory vote on executive compensation approved: 3.78M for, 194K against, 45K abstain.
- Ratification of Marcum LLP as independent auditor: 5.18M for, 13.6K against, 35.6K abstain.
- Annual meeting held Feb 9, 2023; all terms expire at 2024 annual meeting.

Source:
  EDGAR index:    https://www.sec.gov/Archives/edgar/data/1145255/000119312523035840/0001193125-23-035840-index.htm
  Primary doc:    https://www.sec.gov/Archives/edgar/data/1145255/000119312523035840/d447307d8k.htm
  HTML page:      https://secwatch.observer/filing/0001193125-23-035840

License: Source filings: public domain (SEC EDGAR). Summaries (headline + bullets): CC-BY-4.0; attribute https://secwatch.observer