{"schema_version":"secwatch.filing_event.v1","accession":"0001193125-23-037334","form_type":"8-K","ticker":null,"cik":"0001300699","company_name":"Athenex, Inc.","filed_at":"2023-02-14T23:59:59+00:00","discovered_at":"2026-05-14T18:03:44.313185+00:00","generated_at":"2026-06-19T13:18:14.149306+00:00","sec_items":["3.03","5.03","8.01","9.01"],"event_type":"other_material","sentiment":"neutral","materiality_score":0.6,"calibrated_materiality_score":0.6,"confidence":"high","headline":"Athenex implements 1-for-20 reverse stock split to regain Nasdaq compliance","bullets":["Reverse split effective Feb 15, 2023 at 12:01 a.m. ET at a 1-for-20 ratio.","Authorized shares reduced from 500M to 25M proportionally.","Objective: regain compliance with Nasdaq $1.00 minimum bid price by March 14, 2023.","Common stock continues trading under symbol ATNX; fractional shares rounded up.","Outstanding options, warrants, and equity awards adjusted proportionately."],"urls":{"canonical":"https://secwatch.observer/filing/0001193125-23-037334","json":"https://secwatch.observer/filing/0001193125-23-037334.json","markdown":"https://secwatch.observer/filing/0001193125-23-037334.md","text":"https://secwatch.observer/filing/0001193125-23-037334.txt","edgar_index":"https://www.sec.gov/Archives/edgar/data/1300699/000119312523037334/0001193125-23-037334-index.htm","edgar_primary_document":"https://www.sec.gov/Archives/edgar/data/1300699/000119312523037334/d429422d8k.htm"},"model":{"generated_by":"deepseek-v4-flash:cloud@v2","generated_at":"2026-06-19T13:18:14.149306+00:00"},"review":{"review_status":"machine_generated","human_reviewed":false,"corrected":false,"correction_note":null,"correction_timestamp":null,"superseded_by":null,"related_filings":[]},"source_grounded_claims":[{"claim_id":"2d09c02f677cd75d10894e4d8bdd8327a3e1b55d","claim":"Athenex, Inc.: Filed a Certificate of Amendment to the Amended and Restated Certificate of Incorporation to implement a 1-for-20 reverse stock split and reduce authorized shares from 500,000,000 to 25,000,000, effective February 15, 2023 (effective 2023-02-15).","evidence_excerpt":"On February 13, 2023, Athenex, Inc. (the “Company”) filed a Certificate of Amendment (the “Amendment”) to the Company’s Amended and Restated Certificate of Incorporation, with the Delaware Secretary of State to implement a reverse stock split of the Company’s issued shares of common stock at a ratio of 1-for-20, effective at 12:01 a.m. Eastern Time on February 15, 2023 (the “Reverse Stock Split”), previously approved by the Company’s Board of Directors.","evidence_source":"SEC 8-K Item 5.03/5.05/5.06","evidence_url":"https://www.sec.gov/Archives/edgar/data/1300699/000119312523037334/0001193125-23-037334-index.htm","confidence":0.95,"family_label":"Governance Changes","details":[{"label":"Change","value":"charter amendment"},{"label":"Effective","value":"2023-02-15"}],"fact_type":"governance_change"}],"license":"Source filings: public domain (SEC EDGAR). Summaries (headline + bullets): CC-BY-4.0; attribute https://secwatch.observer"}