secwatch.observer — SEC 8-K summary ====================================== Issuer: Athenex, Inc. (—) CIK: 0001300699 Form: 8-K Filed at: 2023-02-14T23:59:59+00:00 Accession: 0001193125-23-037334 Event type: other_material Sentiment: neutral Materiality: 0.60 Item codes: 3.03, 5.03, 8.01, 9.01 LLM model: deepseek-v4-flash:cloud@v2 Athenex implements 1-for-20 reverse stock split to regain Nasdaq compliance --------------------------------------------------------------------------- - Reverse split effective Feb 15, 2023 at 12:01 a.m. ET at a 1-for-20 ratio. - Authorized shares reduced from 500M to 25M proportionally. - Objective: regain compliance with Nasdaq $1.00 minimum bid price by March 14, 2023. - Common stock continues trading under symbol ATNX; fractional shares rounded up. - Outstanding options, warrants, and equity awards adjusted proportionately. Source: EDGAR index: https://www.sec.gov/Archives/edgar/data/1300699/000119312523037334/0001193125-23-037334-index.htm Primary doc: https://www.sec.gov/Archives/edgar/data/1300699/000119312523037334/d429422d8k.htm HTML page: https://secwatch.observer/filing/0001193125-23-037334 License: Source filings: public domain (SEC EDGAR). Summaries (headline + bullets): CC-BY-4.0; attribute https://secwatch.observer