{"schema_version":"secwatch.filing_event.v1","accession":"0001193125-23-039327","form_type":"8-K","ticker":"WT","cik":"0000880631","company_name":"WisdomTree, Inc.","filed_at":"2023-02-14T23:59:59+00:00","discovered_at":"2026-05-14T18:03:48.367182+00:00","generated_at":"2026-06-19T15:01:18.905432+00:00","sec_items":["1.01","2.03","3.02","9.01"],"event_type":"debt","sentiment":"neutral","materiality_score":0.65,"calibrated_materiality_score":0.65,"confidence":"high","headline":"WisdomTree issues $130M 5.75% Convertible Notes due 2028; net ~$126.4M, conversion ~$9.54","bullets":["Issued $130M aggregate principal of 5.75% Convertible Senior Notes due 2028; net proceeds ~$126.4M.","Initial conversion price ~$9.54 per share (rate 104.8658 shares/$1,000 principal); subject to adjustment.","Interest payable semiannually at 5.75% per year; maturity August 15, 2028.","Notes are senior unsecured, equal with existing 4.25% 2023 and 3.25% 2026 notes; subordinated to Series A preferred.","Initial Purchaser has option to purchase additional $20M; not yet exercised."],"urls":{"canonical":"https://secwatch.observer/filing/0001193125-23-039327","json":"https://secwatch.observer/filing/0001193125-23-039327.json","markdown":"https://secwatch.observer/filing/0001193125-23-039327.md","text":"https://secwatch.observer/filing/0001193125-23-039327.txt","edgar_index":"https://www.sec.gov/Archives/edgar/data/880631/000119312523039327/0001193125-23-039327-index.htm","edgar_primary_document":"https://www.sec.gov/Archives/edgar/data/880631/000119312523039327/d457595d8k.htm"},"model":{"generated_by":"deepseek-v4-flash:cloud@v2","generated_at":"2026-06-19T15:01:18.905432+00:00"},"review":{"review_status":"machine_generated","human_reviewed":false,"corrected":false,"correction_note":null,"correction_timestamp":null,"superseded_by":null,"related_filings":[]},"source_grounded_claims":[{"claim_id":"e6af53c592ce9cb703f9aaa68fa609d80ac8ccbc","claim":"WisdomTree, Inc. incurred convertible notes of $130.0 million with U.S. Bank Trust Company, National Association at 5.75% per year maturing August 15, 2028.","evidence_excerpt":"On February 14, 2023, WisdomTree, Inc. (the “Company”) issued $130.0 million in aggregate principal amount of 5.75% Convertible Senior Notes due 2028 (the “Notes”) pursuant to an Indenture (the “Indenture”), dated February 14, 2023, between the Company and U.S. Bank Trust Company, National Association, as trustee (the “Trustee”), in a private offering to qualified institutional buyers (the “Notes Offering”) pursuant to Rule 144A under the Securities Act of 1933, as amended (the “Securities Act”).","evidence_source":"SEC 8-K Item 2.03/2.04","evidence_url":"https://www.sec.gov/Archives/edgar/data/880631/000119312523039327/0001193125-23-039327-index.htm","confidence":0.9,"family_label":"Debt Financings","details":[{"label":"Instrument","value":"convertible notes"},{"label":"Principal","value":"$130.0 million"},{"label":"Counterparty","value":"U.S. Bank Trust Company, National Association"},{"label":"Rate","value":"5.75% per year"},{"label":"Maturity","value":"August 15, 2028"},{"label":"Event","value":"incurrence"}],"fact_type":"debt_financing"},{"claim_id":"1a0e2fc3440867193d18c904d41d64e7a7be191c","claim":"WisdomTree, Inc. entered into Purchase Agreement with Initial Purchaser (an investment bank) valued at $130.0 million (effective 2023-02-09).","evidence_excerpt":"The sale of the Notes to an investment bank (the “Initial Purchaser”) pursuant to the Purchase Agreement (the “Purchase Agreement”), dated February 9, 2023, by and between the Company and the Initial Purchaser, resulted in approximately $126.4 million in net proceeds to the Company.","evidence_source":"SEC 8-K Item 1.01/1.02","evidence_url":"https://www.sec.gov/Archives/edgar/data/880631/000119312523039327/0001193125-23-039327-index.htm","confidence":0.9,"family_label":"Material Agreements","details":[{"label":"Action","value":"entry"},{"label":"Agreement","value":"underwriting"},{"label":"Counterparty","value":"Initial Purchaser (an investment bank)"},{"label":"Value","value":"$130.0 million"},{"label":"Effective","value":"2023-02-09"}],"fact_type":"material_agreement"},{"claim_id":"95e4a1ba519d554fe9e84286e25edc9f3fa8a4d5","claim":"WisdomTree, Inc. entered into Indenture with U.S. Bank Trust Company, National Association, as trustee valued at $130.0 million in aggregate principal amount (effective 2023-02-14).","evidence_excerpt":"On February 14, 2023, WisdomTree, Inc. (the “Company”) issued $130.0 million in aggregate principal amount of 5.75% Convertible Senior Notes due 2028 (the “Notes”) pursuant to an Indenture (the “Indenture”), dated February 14, 2023, between the Company and U.S. Bank Trust Company, National Association, as trustee (the “Trustee”)","evidence_source":"SEC 8-K Item 1.01/1.02","evidence_url":"https://www.sec.gov/Archives/edgar/data/880631/000119312523039327/0001193125-23-039327-index.htm","confidence":0.9,"family_label":"Material Agreements","details":[{"label":"Action","value":"entry"},{"label":"Agreement","value":"notes offering"},{"label":"Counterparty","value":"U.S. Bank Trust Company, National Association, as trustee"},{"label":"Value","value":"$130.0 million in aggregate principal amount"},{"label":"Effective","value":"2023-02-14"}],"fact_type":"material_agreement"}],"license":"Source filings: public domain (SEC EDGAR). Summaries (headline + bullets): CC-BY-4.0; attribute https://secwatch.observer"}