---
schema_version: "secwatch.filing_event.v1"
accession: "0001193125-23-039327"
form_type: "8-K"
ticker: "WT"
cik: "0000880631"
company_name: "WisdomTree, Inc."
filed_at: "2023-02-14T23:59:59+00:00"
generated_at: "2026-06-19T15:01:18.905432+00:00"
event_type: "debt"
sentiment: "neutral"
materiality_score: 0.65
calibrated_materiality_score: 0.65
confidence: "high"
source: SEC EDGAR
---

# WisdomTree issues $130M 5.75% Convertible Notes due 2028; net ~$126.4M, conversion ~$9.54

## Summary
- Issued $130M aggregate principal of 5.75% Convertible Senior Notes due 2028; net proceeds ~$126.4M.
- Initial conversion price ~$9.54 per share (rate 104.8658 shares/$1,000 principal); subject to adjustment.
- Interest payable semiannually at 5.75% per year; maturity August 15, 2028.
- Notes are senior unsecured, equal with existing 4.25% 2023 and 3.25% 2026 notes; subordinated to Series A preferred.
- Initial Purchaser has option to purchase additional $20M; not yet exercised.

## SEC filing metadata
- accession: 0001193125-23-039327
- form_type: 8-K
- ticker: WT
- cik: 0000880631
- company_name: WisdomTree, Inc.
- filed_at: 2023-02-14T23:59:59+00:00
- event_type: debt
- sentiment: neutral
- materiality_score: 0.65
- calibrated_materiality_score: 0.65
- confidence: high
- sec_items: 1.01, 2.03, 3.02, 9.01
- EDGAR index: https://www.sec.gov/Archives/edgar/data/880631/000119312523039327/0001193125-23-039327-index.htm
- EDGAR primary document: https://www.sec.gov/Archives/edgar/data/880631/000119312523039327/d457595d8k.htm

## Machine-readable alternates
- HTML: https://secwatch.observer/filing/0001193125-23-039327
- JSON: https://secwatch.observer/filing/0001193125-23-039327.json
- Plain text: https://secwatch.observer/filing/0001193125-23-039327.txt

## Key facts
- Debt Financings
  WisdomTree, Inc. incurred convertible notes of $130.0 million with U.S. Bank Trust Company, National Association at 5.75% per year maturing August 15, 2028.
  - Instrument: convertible notes
  - Principal: $130.0 million
  - Counterparty: U.S. Bank Trust Company, National Association
  - Rate: 5.75% per year
  - Maturity: August 15, 2028
  - Event: incurrence
  source text: On February 14, 2023, WisdomTree, Inc. (the “Company”) issued $130.0 million in aggregate principal amount of 5.75% Convertible Senior Notes due 2028 (the “Notes”) pursuant to an Indenture (the “Indenture”), dated February 14, 2023, between the Company and U.S. Bank Trust Company, National Association, as trustee (the “Trustee”), in a private offering to qualified institutional buyers (the “Notes Offering”) pursuant to Rule 144A under the Securities Act of 1933, as amended (the “Securities Act”).
  evidence_url: https://www.sec.gov/Archives/edgar/data/880631/000119312523039327/0001193125-23-039327-index.htm
- Material Agreements
  WisdomTree, Inc. entered into Purchase Agreement with Initial Purchaser (an investment bank) valued at $130.0 million (effective 2023-02-09).
  - Action: entry
  - Agreement: underwriting
  - Counterparty: Initial Purchaser (an investment bank)
  - Value: $130.0 million
  - Effective: 2023-02-09
  source text: The sale of the Notes to an investment bank (the “Initial Purchaser”) pursuant to the Purchase Agreement (the “Purchase Agreement”), dated February 9, 2023, by and between the Company and the Initial Purchaser, resulted in approximately $126.4 million in net proceeds to the Company.
  evidence_url: https://www.sec.gov/Archives/edgar/data/880631/000119312523039327/0001193125-23-039327-index.htm
- Material Agreements
  WisdomTree, Inc. entered into Indenture with U.S. Bank Trust Company, National Association, as trustee valued at $130.0 million in aggregate principal amount (effective 2023-02-14).
  - Action: entry
  - Agreement: notes offering
  - Counterparty: U.S. Bank Trust Company, National Association, as trustee
  - Value: $130.0 million in aggregate principal amount
  - Effective: 2023-02-14
  source text: On February 14, 2023, WisdomTree, Inc. (the “Company”) issued $130.0 million in aggregate principal amount of 5.75% Convertible Senior Notes due 2028 (the “Notes”) pursuant to an Indenture (the “Indenture”), dated February 14, 2023, between the Company and U.S. Bank Trust Company, National Association, as trustee (the “Trustee”)
  evidence_url: https://www.sec.gov/Archives/edgar/data/880631/000119312523039327/0001193125-23-039327-index.htm

This AI-assisted summary is a reading aid. Review the linked SEC EDGAR filing before relying on any specific claim.