secwatch.observer — SEC 8-K summary ====================================== Issuer: WisdomTree, Inc. (WT) CIK: 0000880631 Form: 8-K Filed at: 2023-02-14T23:59:59+00:00 Accession: 0001193125-23-039327 Event type: debt Sentiment: neutral Materiality: 0.65 Item codes: 1.01, 2.03, 3.02, 9.01 LLM model: deepseek-v4-flash:cloud@v2 WisdomTree issues $130M 5.75% Convertible Notes due 2028; net ~$126.4M, conversion ~$9.54 -------------------------------------------------------------------------------- - Issued $130M aggregate principal of 5.75% Convertible Senior Notes due 2028; net proceeds ~$126.4M. - Initial conversion price ~$9.54 per share (rate 104.8658 shares/$1,000 principal); subject to adjustment. - Interest payable semiannually at 5.75% per year; maturity August 15, 2028. - Notes are senior unsecured, equal with existing 4.25% 2023 and 3.25% 2026 notes; subordinated to Series A preferred. - Initial Purchaser has option to purchase additional $20M; not yet exercised. Source: EDGAR index: https://www.sec.gov/Archives/edgar/data/880631/000119312523039327/0001193125-23-039327-index.htm Primary doc: https://www.sec.gov/Archives/edgar/data/880631/000119312523039327/d457595d8k.htm HTML page: https://secwatch.observer/filing/0001193125-23-039327 License: Source filings: public domain (SEC EDGAR). Summaries (headline + bullets): CC-BY-4.0; attribute https://secwatch.observer