---
schema_version: "secwatch.filing_event.v1"
accession: "0001193125-23-041083"
form_type: "8-K"
ticker: "LPLA"
cik: "0001397911"
company_name: "LPL Financial Holdings Inc."
filed_at: "2023-02-16T23:59:59+00:00"
generated_at: "2026-06-19T09:04:26.108589+00:00"
event_type: "leadership"
sentiment: "neutral"
materiality_score: 0.55
calibrated_materiality_score: 0.55
confidence: "high"
source: SEC EDGAR
---

# LPL Financial realigns organization; Chief Customer Care Officer Dayton Semerjian to depart March 31

## Summary
- Dayton Semerjian (chief customer care officer) to depart effective March 31, 2023, due to organizational realignment.
- Matt Enyedi appointed managing director for Client Success, leading cross-functional team for advisor and institution satisfaction.
- CFO Matt Audette expands role to head of Business Operations, adding risk, compliance, and client operations oversight.
- CEO Dan Arnold says new operating model focuses on client experience and advisor-mediated marketplace.

## SEC filing metadata
- accession: 0001193125-23-041083
- form_type: 8-K
- ticker: LPLA
- cik: 0001397911
- company_name: LPL Financial Holdings Inc.
- filed_at: 2023-02-16T23:59:59+00:00
- event_type: leadership
- sentiment: neutral
- materiality_score: 0.55
- calibrated_materiality_score: 0.55
- confidence: high
- sec_items: 5.02, 7.01, 9.01
- EDGAR index: https://www.sec.gov/Archives/edgar/data/1397911/000119312523041083/0001193125-23-041083-index.htm
- EDGAR primary document: https://www.sec.gov/Archives/edgar/data/1397911/000119312523041083/d814797d8k.htm

## Machine-readable alternates
- HTML: https://secwatch.observer/filing/0001193125-23-041083
- JSON: https://secwatch.observer/filing/0001193125-23-041083.json
- Plain text: https://secwatch.observer/filing/0001193125-23-041083.txt

## Key facts
- Executive change
  Dayton Semerjian departed as chief customer care officer at LPL Financial Holdings Inc..
  - Action: depart
  - Role: chief customer care officer
  source text: Dayton Semerjian will depart the Company effective March 31, 2023.
  evidence_url: https://www.sec.gov/Archives/edgar/data/1397911/000119312523041083/0001193125-23-041083-index.htm

This AI-assisted summary is a reading aid. Review the linked SEC EDGAR filing before relying on any specific claim.