---
schema_version: "secwatch.filing_event.v1"
accession: "0001193125-23-042040"
form_type: "8-K"
ticker: "CIM"
cik: "0001409493"
company_name: "CHIMERA INVESTMENT CORP"
filed_at: "2023-02-17T23:59:59+00:00"
generated_at: "2026-06-19T07:53:31.943297+00:00"
event_type: "other_material"
sentiment: "neutral"
materiality_score: 0.55
calibrated_materiality_score: 0.55
confidence: "high"
source: SEC EDGAR
---

# Chimera Corp enters $500M ATM common stock distribution agreements with JPM, UBS, and five others

## Summary
- Up to $500M of common stock may be sold at-the-market through J.P. Morgan, UBS, JMP, Credit Suisse, Goldman, Morgan Stanley, RBC.
- Commissions capped at 2.0% of gross sale price per share; sales on NYSE or through market makers.
- Shares issued under shelf registration (Dec 2021); prospectus supplements dated Feb 2022 and Feb 2023.
- New agreements add J.P. Morgan and UBS as sales agents; existing agreements amended to include them.

## SEC filing metadata
- accession: 0001193125-23-042040
- form_type: 8-K
- ticker: CIM
- cik: 0001409493
- company_name: CHIMERA INVESTMENT CORP
- filed_at: 2023-02-17T23:59:59+00:00
- event_type: other_material
- sentiment: neutral
- materiality_score: 0.55
- calibrated_materiality_score: 0.55
- confidence: high
- sec_items: 1.01, 9.01
- EDGAR index: https://www.sec.gov/Archives/edgar/data/1409493/000119312523042040/0001193125-23-042040-index.htm
- EDGAR primary document: https://www.sec.gov/Archives/edgar/data/1409493/000119312523042040/d463717d8k.htm

## Machine-readable alternates
- HTML: https://secwatch.observer/filing/0001193125-23-042040
- JSON: https://secwatch.observer/filing/0001193125-23-042040.json
- Plain text: https://secwatch.observer/filing/0001193125-23-042040.txt

## Key facts
- Material Agreements
  CHIMERA INVESTMENT CORP entered into New Sales Agreements with J.P. Morgan Securities LLC and UBS Securities LLC valued at up to $500,000,000 (effective 2023-02-17).
  - Action: entry
  - Agreement: atm program
  - Counterparty: J.P. Morgan Securities LLC and UBS Securities LLC
  - Value: up to $500,000,000
  - Effective: 2023-02-17
  source text: On February 17, 2023, Chimera Investment Corporation (the “Company”) entered into (i) separate Distribution Agency Agreements (collectively, the “New Sales Agreements”) with each of J.P. Morgan Securities LLC and UBS Securities LLC, and (2) amendments (collectively, the “Amendments”) to the separate Distribution Agency Agreements, each dated February 18, 2022 (as amended, the “Existing Sales Agreements” and, together with the New Sales Agreements, the “Sales Agreements”), with JMP Securities LLC, Credit Suisse Securities (USA) LLC, Goldman Sachs & Co. LLC, Morgan Stanley & Co. LLC and RBC Capital Markets, LLC (together with J.P. Morgan Securities LLC and UBS Securities LLC, the “Sales Agents”), to include J.P. Morgan Securities LLC and UBS Securities LLC as additional Sales Agents. Under the terms of the Sales Agreements, the Company may offer and sell shares of its common stock, par value $0.01 per share (“Common Stock”), having an aggregate offering price of up to $500,000,000 (the “
  evidence_url: https://www.sec.gov/Archives/edgar/data/1409493/000119312523042040/0001193125-23-042040-index.htm
- Material Agreements
  CHIMERA INVESTMENT CORP amended Amendments with JMP Securities LLC, Credit Suisse Securities (USA) LLC, Goldman Sachs & Co. LLC, Morgan Stanley & Co. LLC and RBC Capital Markets, LLC valued at up to $500,000,000 (effective 2023-02-17).
  - Action: amendment
  - Agreement: atm program
  - Counterparty: JMP Securities LLC, Credit Suisse Securities (USA) LLC, Goldman Sachs & Co. LLC, Morgan Stanley & Co. LLC and RBC Capital Markets, LLC
  - Value: up to $500,000,000
  - Effective: 2023-02-17
  source text: On February 17, 2023, Chimera Investment Corporation (the “Company”) entered into (i) separate Distribution Agency Agreements (collectively, the “New Sales Agreements”) with each of J.P. Morgan Securities LLC and UBS Securities LLC, and (2) amendments (collectively, the “Amendments”) to the separate Distribution Agency Agreements, each dated February 18, 2022 (as amended, the “Existing Sales Agreements” and, together with the New Sales Agreements, the “Sales Agreements”), with JMP Securities LLC, Credit Suisse Securities (USA) LLC, Goldman Sachs & Co. LLC, Morgan Stanley & Co. LLC and RBC Capital Markets, LLC (together with J.P. Morgan Securities LLC and UBS Securities LLC, the “Sales Agents”), to include J.P. Morgan Securities LLC and UBS Securities LLC as additional Sales Agents. Under the terms of the Sales Agreements, the Company may offer and sell shares of its common stock, par value $0.01 per share (“Common Stock”), having an aggregate offering price of up to $500,000,000 (the “
  evidence_url: https://www.sec.gov/Archives/edgar/data/1409493/000119312523042040/0001193125-23-042040-index.htm

This AI-assisted summary is a reading aid. Review the linked SEC EDGAR filing before relying on any specific claim.