secwatch.observer — SEC 8-K summary
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Issuer:     AlTi Global, Inc. (ALTI)
CIK:        0001838615
Form:       8-K/A
Filed at:   2023-02-21T23:59:59+00:00
Accession:  0001193125-23-043663
Event type: regulatory
Sentiment:  neutral
Materiality: 0.50
Item codes: 4.01, 9.01
LLM model:  deepseek-v4-flash:cloud@v2

Alvarium Tiedemann dismisses Marcum, hires KPMG as auditor; material weakness noted
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- Marcum LLP dismissed as independent auditor effective after completion of FY2022 audit.
- KPMG LLP engaged as new auditor for FY2023; KPMG previously audited predecessor TWMH.
- No disagreements with Marcum on accounting principles or audit scope.
- Material weakness in internal controls over complex financial instruments identified for multiple periods through Sep 2022.
- Auditor change effective following business combination; Marcum letter attached as Exhibit 16.1.

Source:
  EDGAR index:    https://www.sec.gov/Archives/edgar/data/1838615/000119312523043663/0001193125-23-043663-index.htm
  Primary doc:    https://www.sec.gov/Archives/edgar/data/1838615/000119312523043663/d448014d8ka.htm
  HTML page:      https://secwatch.observer/filing/0001193125-23-043663

License: Source filings: public domain (SEC EDGAR). Summaries (headline + bullets): CC-BY-4.0; attribute https://secwatch.observer