---
schema_version: "secwatch.filing_event.v1"
accession: "0001193125-23-045218"
form_type: "8-K"
ticker: "HASI"
cik: "0001561894"
company_name: "HA Sustainable Infrastructure Capital, Inc."
filed_at: "2023-02-23T23:59:59+00:00"
generated_at: "2026-06-19T02:37:35.424365+00:00"
event_type: "other_material"
sentiment: "neutral"
materiality_score: 0.5
calibrated_materiality_score: 0.5
confidence: "high"
source: SEC EDGAR
---

# HASI amends ATM sales agreement, adds Goldman Sachs and Truist as agents, refreshes $500M capacity

## Summary
- Added Goldman Sachs & Co. LLC and Truist Securities, Inc. as agents under the ATM program.
- Aggregate offering price of common stock refreshed to $500,000,000.
- Compensation to agents up to 2.0% of gross sales price of shares sold.
- Proceeds for general corporate purposes, including repayment of borrowings or asset acquisitions.
- No obligation to sell any shares; sales may be made at market or in negotiated transactions.

## SEC filing metadata
- accession: 0001193125-23-045218
- form_type: 8-K
- ticker: HASI
- cik: 0001561894
- company_name: HA Sustainable Infrastructure Capital, Inc.
- filed_at: 2023-02-23T23:59:59+00:00
- event_type: other_material
- sentiment: neutral
- materiality_score: 0.5
- calibrated_materiality_score: 0.5
- confidence: high
- sec_items: 1.01, 9.01
- EDGAR index: https://www.sec.gov/Archives/edgar/data/1561894/000119312523045218/0001193125-23-045218-index.htm
- EDGAR primary document: https://www.sec.gov/Archives/edgar/data/1561894/000119312523045218/d470880d8k.htm

## Machine-readable alternates
- HTML: https://secwatch.observer/filing/0001193125-23-045218
- JSON: https://secwatch.observer/filing/0001193125-23-045218.json
- Plain text: https://secwatch.observer/filing/0001193125-23-045218.txt

## Key facts
- Material Agreements
  HA Sustainable Infrastructure Capital, Inc. amended Third Amendment to At Market Issuance Sales Agreement with B. Riley Securities, Inc.; Barclays Capital Inc.; BofA Securities, Inc.; Credit Suisse Securities (USA) LLC; Goldman Sachs & Co. LLC; J.P. Morgan Securities LLC; Morgan Stanley & Co. LLC; Nomura Securities International, Inc.; SMBC Nikko Securities America, Inc.; Truist Securities, Inc.; Wells Fargo valued at Amendment to add Goldman Sachs and Truist as agents and refresh aggregate offering price to $500,000 (effective 2023-02-22).
  - Action: amendment
  - Agreement: atm program
  - Counterparty: B. Riley Securities, Inc.; Barclays Capital Inc.; BofA Securities, Inc.; Credit Suisse Securities (USA) LLC; Goldman Sachs & Co. LLC; J.P. Morgan Securities LLC; Morgan Stanley & Co. LLC; Nomura Securities International, Inc.; SMBC Nikko Securities America, Inc.; Truist Securities, Inc.; Wells Fargo
  - Value: Amendment to add Goldman Sachs and Truist as agents and refresh aggregate offering price to $500,000
  - Effective: 2023-02-22
  source text: On February 22, 2023, the Company entered into a further amendment to the Original Agreement (the "Third Amendment," and the Original Agreement as amended by the First Amendment, the Second Amendment and the Third Amendment, the "Sales Agreement") with B. Riley, Barclays, BofA, Credit Suisse, Goldman Sachs & Co. LLC ("Goldman Sachs"), JPMorgan, Morgan Stanley, Nomura, SMBC, Truist Securities, Inc. ("Truist") and Wells Fargo (each, individually, an "Agent" and collectively, the "Agents") in order to add Goldman Sachs and Truist as Agents and to refresh the aggregate offering price of shares of common stock the Company may sell, from time to time, through the Agents either as agents or principals, under the ATM Program, to $500,000,000.
  evidence_url: https://www.sec.gov/Archives/edgar/data/1561894/000119312523045218/0001193125-23-045218-index.htm

This AI-assisted summary is a reading aid. Review the linked SEC EDGAR filing before relying on any specific claim.