secwatch.observer — SEC 8-K summary ====================================== Issuer: WisdomTree, Inc. (WT) CIK: 0000880631 Form: 8-K Filed at: 2023-03-20T23:59:59+00:00 Accession: 0001193125-23-074392 Event type: other_material Sentiment: neutral Materiality: 0.50 Item codes: 1.01, 3.03, 5.03, 8.01, 9.01 LLM model: deepseek-v4-flash:cloud@v2 WisdomTree adopts limited-duration stockholder rights plan (poison pill) with 10% trigger -------------------------------------------------------------------------------- - Rights plan triggers if any person acquires 10% (20% for passive) or more of common stock. - Dividend of one right per common share and 1,000 rights per Series A preferred share; record date March 28, 2023. - Rights expire day after 2023 annual meeting unless stockholder-approved; if approved, expire March 16, 2024. - Plan includes qualifying offer clause allowing stockholders to call special meeting to exempt a bid. - Exercise price is $32 per unit of Series B Junior Participating Cumulative Preferred Stock. Source: EDGAR index: https://www.sec.gov/Archives/edgar/data/880631/000119312523074392/0001193125-23-074392-index.htm Primary doc: https://www.sec.gov/Archives/edgar/data/880631/000119312523074392/d449509d8k.htm HTML page: https://secwatch.observer/filing/0001193125-23-074392 License: Source filings: public domain (SEC EDGAR). Summaries (headline + bullets): CC-BY-4.0; attribute https://secwatch.observer