secwatch.observer — SEC 8-K summary ====================================== Issuer: Harpoon Therapeutics, Inc. (—) CIK: 0001708493 Form: 8-K Filed at: 2023-03-31T23:59:59+00:00 Accession: 0001193125-23-088198 Event type: regulatory Sentiment: negative Materiality: 0.75 Item codes: 3.01 LLM model: deepseek-v4-flash:cloud@v2 Harpoon Therapeutics receives two Nasdaq deficiency notices for bid price and equity -------------------------------------------------------------------------------- - Bid price below $1.00 for 30 consecutive days; must comply by Sept 25, 2023. - Stockholders' equity of $5.399M at Dec 31, 2022 fails Nasdaq's $10M minimum. - Company has 45 days to submit a plan to regain equity compliance or consider transfer to Nasdaq Capital Market. - For bid price, 180-day cure period with possible extension if other standards met and reverse split considered. - Company intends to monitor and evaluate options including reverse stock split. Source: EDGAR index: https://www.sec.gov/Archives/edgar/data/1708493/000119312523088198/0001193125-23-088198-index.htm Primary doc: https://www.sec.gov/Archives/edgar/data/1708493/000119312523088198/d492534d8k.htm HTML page: https://secwatch.observer/filing/0001193125-23-088198 License: Source filings: public domain (SEC EDGAR). Summaries (headline + bullets): CC-BY-4.0; attribute https://secwatch.observer