---
schema_version: "secwatch.filing_event.v1"
accession: "0001193125-23-094337"
form_type: "8-K"
ticker: "CELU"
cik: "0001752828"
company_name: "Celularity Inc"
filed_at: "2023-04-07T23:59:59+00:00"
generated_at: "2026-06-17T04:39:58.120570+00:00"
event_type: "other_material"
sentiment: "negative"
materiality_score: 0.65
calibrated_materiality_score: 0.65
confidence: "high"
source: SEC EDGAR
---

# Celularity raises $6M in registered direct offering at $0.65/unit; existing warrants repriced to $0.75

## Summary
- Celularity sells 9,230,770 shares and warrants for ~$6M total gross proceeds at $0.65 per combined unit.
- New warrants have exercise price of $0.75, exercisable 6 months after issuance, expire 5 years later.
- Existing warrants on 4,054,055 shares amended: exercise price cut from $8.25 to $0.75, expiration extended.
- Proceeds to be used for working capital and repayment of a pre-paid advance agreement with YA II PN, Ltd.

## SEC filing metadata
- accession: 0001193125-23-094337
- form_type: 8-K
- ticker: CELU
- cik: 0001752828
- company_name: Celularity Inc
- filed_at: 2023-04-07T23:59:59+00:00
- event_type: other_material
- sentiment: negative
- materiality_score: 0.65
- calibrated_materiality_score: 0.65
- confidence: high
- sec_items: 1.01, 8.01, 9.01
- EDGAR index: https://www.sec.gov/Archives/edgar/data/1752828/000119312523094337/0001193125-23-094337-index.htm
- EDGAR primary document: https://www.sec.gov/Archives/edgar/data/1752828/000119312523094337/d494893d8k.htm

## Machine-readable alternates
- HTML: https://secwatch.observer/filing/0001193125-23-094337
- JSON: https://secwatch.observer/filing/0001193125-23-094337.json
- Plain text: https://secwatch.observer/filing/0001193125-23-094337.txt

## Key facts
- Material Agreements
  Celularity Inc entered into Placement Agency Agreement with A.G.P./Alliance Global Partners (effective 2023-04-04).
  - Action: entry
  - Agreement: underwriting
  - Counterparty: A.G.P./Alliance Global Partners
  - Effective: 2023-04-04
  source text: In connection with the Purchase Agreement, Celularity entered into a placement agency agreement, or Placement Agency Agreement, with A.G.P./Alliance Global Partners, or A.G.P., pursuant to which A.G.P. agreed to serve as exclusive placement agent for the issuance and sale of the shares of Class A common stock and accompanying warrants.
  evidence_url: https://www.sec.gov/Archives/edgar/data/1752828/000119312523094337/0001193125-23-094337-index.htm
- Material Agreements
  Celularity Inc entered into Purchase Agreement with institutional accredited investor valued at approximately $6.0 million (effective 2023-04-04).
  - Action: entry
  - Agreement: equity purchase
  - Counterparty: institutional accredited investor
  - Value: approximately $6.0 million
  - Effective: 2023-04-04
  source text: On April 4, 2023, Celularity Inc, or Celularity, entered into a securities purchase agreement with an institutional accredited investor, or the Purchase Agreement, providing for the sale and issuance of (i) 9,230,770 shares of its Class A common stock, par value $0.0001 per share, or the Class A common stock, and (ii) accompanying warrants to purchase up to 9,230,770 shares of Class A common stock, at a combined purchase price of $0.65 per share and accompanying warrant, for an aggregate purchase price of approximately $6.0 million.
  evidence_url: https://www.sec.gov/Archives/edgar/data/1752828/000119312523094337/0001193125-23-094337-index.htm

This AI-assisted summary is a reading aid. Review the linked SEC EDGAR filing before relying on any specific claim.