secwatch.observer — SEC 8-K summary
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Issuer:     Goldman Sachs ETF Trust (—)
CIK:        0001479026
Form:       8-K
Filed at:   2023-04-10T23:59:59+00:00
Accession:  0001193125-23-096079
Event type: regulatory
Sentiment:  negative
Materiality: 0.60
Item codes: 3.01
LLM model:  deepseek-v4-flash:cloud@v2

Goldman Sachs ETF Trust receives Cboe delisting notice for GPAL due to insufficient beneficial holders
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- Cboe staff notified Trust on April 5, 2023 that GPAL has fewer than 50 beneficial holders, violating continued listing standard.
- Non-compliance observed on Jan 3, Jan 31, and Feb 28, 2023; Fund began trading Dec 15, 2021.
- Trust must submit a compliance plan to Cboe; if accepted, a cure period of up to 180 days will be granted.
- If Fund cannot demonstrate at least 50 beneficial holders by end of cure period, Cboe may delist GPAL.
- Trust intends to respond promptly to address the deficiency.

Source:
  EDGAR index:    https://www.sec.gov/Archives/edgar/data/1479026/000119312523096079/0001193125-23-096079-index.htm
  Primary doc:    https://www.sec.gov/Archives/edgar/data/1479026/000119312523096079/d518139d8k.htm
  HTML page:      https://secwatch.observer/filing/0001193125-23-096079

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