secwatch.observer — SEC 8-K summary ====================================== Issuer: GUGGENHEIM STRATEGIC OPPORTUNITIES FUND (GOF) CIK: 0001380936 Form: 8-K Filed at: 2023-04-11T23:59:59+00:00 Accession: 0001193125-23-097503 Event type: other_material Sentiment: neutral Materiality: 0.50 Item codes: 1.01, 8.01, 9.01 LLM model: deepseek-v4-flash:cloud@v2 GOF amends equity distribution agreement; may sell up to $330M in common shares via Cantor Fitzgerald -------------------------------------------------------------------------------- - Third amendment to Controlled Equity Offering Sales Agreement with Cantor Fitzgerald effective March 27, 2023. - Aggregate offering price up to $330,024,727, replacing previous $374,537,331 cap. - Offering commenced March 28, 2023 under existing shelf registration statement (File No. 333-259592). - Common shares (NYSE: GOF) may be sold from time to time at market prices through agent Cantor Fitzgerald. - No minimum or maximum number of shares specified; terms determined by mutual agreement. Source: EDGAR index: https://www.sec.gov/Archives/edgar/data/1380936/000119312523097503/0001193125-23-097503-index.htm Primary doc: https://www.sec.gov/Archives/edgar/data/1380936/000119312523097503/d683081d8k.htm HTML page: https://secwatch.observer/filing/0001193125-23-097503 License: Source filings: public domain (SEC EDGAR). Summaries (headline + bullets): CC-BY-4.0; attribute https://secwatch.observer