---
schema_version: "secwatch.filing_event.v1"
accession: "0001193125-23-110248"
form_type: "8-K"
ticker: "GBAB"
cik: "0001495825"
company_name: "Guggenheim Taxable Municipal Bond & Investment Grade Debt Trust"
filed_at: "2023-04-21T23:59:59+00:00"
generated_at: "2026-06-16T21:17:02.356468+00:00"
event_type: "other_material"
sentiment: "neutral"
materiality_score: 0.55
calibrated_materiality_score: 0.55
confidence: "high"
source: SEC EDGAR
---

# GBAB increases at-the-market offering capacity to $150M from ~$89M

## Summary
- Second Amendment to Sales Agreement ups maximum aggregate offering price to $150,000,000.
- Trust, adviser Guggenheim Funds Investment Advisors, and Cantor Fitzgerald as agent.
- Offering commenced under existing shelf registration statement on Form N-2.
- Common shares sold from time to time at market prices through Cantor Fitzgerald.

## SEC filing metadata
- accession: 0001193125-23-110248
- form_type: 8-K
- ticker: GBAB
- cik: 0001495825
- company_name: Guggenheim Taxable Municipal Bond & Investment Grade Debt Trust
- filed_at: 2023-04-21T23:59:59+00:00
- event_type: other_material
- sentiment: neutral
- materiality_score: 0.55
- calibrated_materiality_score: 0.55
- confidence: high
- sec_items: 1.01, 8.01, 9.01
- EDGAR index: https://www.sec.gov/Archives/edgar/data/1495825/000119312523110248/0001193125-23-110248-index.htm
- EDGAR primary document: https://www.sec.gov/Archives/edgar/data/1495825/000119312523110248/d484441d8k.htm

## Machine-readable alternates
- HTML: https://secwatch.observer/filing/0001193125-23-110248
- JSON: https://secwatch.observer/filing/0001193125-23-110248.json
- Plain text: https://secwatch.observer/filing/0001193125-23-110248.txt

## Key facts
- Material Agreements
  Guggenheim Taxable Municipal Bond & Investment Grade Debt Trust amended Second Amendment to Controlled Equity Offering SM Sales Agreement with Cantor Fitzgerald & Co. and Guggenheim Funds Investment Advisors, LLC valued at up to $150,000,000 (effective 2023-04-12).
  - Action: amendment
  - Agreement: atm program
  - Counterparty: Cantor Fitzgerald & Co. and Guggenheim Funds Investment Advisors, LLC
  - Value: up to $150,000,000
  - Effective: 2023-04-12
  source text: Guggenheim Taxable Municipal Bond & Investment Grade Debt Trust (NYSE: GBAB) (the “Trust”) has entered into a Controlled Equity Offering SM Sales Agreement, dated October 16, 2019, as amended by First Amendment to Controlled Equity Offering SM Sales Agreement, dated February 1, 2021, and Second Amendment to Controlled Equity Offering SM Sales Agreement, dated April 12, 2023 (as amended, the “Sales Agreement”)
  evidence_url: https://www.sec.gov/Archives/edgar/data/1495825/000119312523110248/0001193125-23-110248-index.htm

This AI-assisted summary is a reading aid. Review the linked SEC EDGAR filing before relying on any specific claim.